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最新のニュース.

General Information on Corporate Information Provided

Please know that notifications of upcoming and effective corporate actions are delivered as a courtesy in an effort to provide information which we believe may be of note to our customers. All information is supplied on a best-efforts basis and as such, Citibank cannot guarantee the timeliness nor accuracy of the information. At times, terms of an offer may change without new information being provided to customers. It is the customer's responsibility to ensure they have reviewed all corporate action terms with an external party, such as company websites or news releases, prior to making any trading decision.

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Sound Global - Delisting on SGX

Prospectus for non-acceptance

Effective date: January 27 2014

United Overseas Australia Limited

United Overseas Australia Limited (the "Company") has announced the application of the plan to the interim dividend of A$0.005 cents per Share ("Dividend") in respect of the year ended 31 December 2013. If you elect to participate in the Plan in respect of this Dividend for all your Shares which are deposited with Citibank Consumer Nominees Pte Ltd as at 17 October 2013 ("Record Date"), the new Shares will be allotted to you at the DRP price in lieu of the cash amount of this Dividend (after the deduction of applicable income tax).

Kindly complete the form and return to us by October 17 2013 if you wish to elect to participate in the Plan. Please note that we would need to receive your instruction in time to act on your behalf. You need not take any action if you wish to receive your dividend in cash.

Deadline: October 17 2013

Mapletree Logistics Trust

Mapletree Logistics Trust Management Limited, as manager of Mapletree Logistics Trust ("the Manager") has announced the application of the Distribution Reinvestment Plan (DRP) to the distribution in respect of the financial period from 1 July 2013 to 30 September 2013 (the "2Q FY13/14 Distribution"). If you elect to participate in the DRP in respect of the 2Q FY13/14 Distribution for (a) all or (b) part of your holding of units which are deposited with Citibank Consumer Nominees Pte Ltd, the new Units will be allotted to you at the issue price of S$1.0545 for each new Unit in lieu of the cash amount of the 2Q FY13/14 Distribution (after the deduction of applicable income tax, if any.)

Deadline: November 12 2013

Ascott Residence Trust

Renounceable underwritten rights issue of 253,749,218 new units in the capital of the company ("Rights Units") at an issue price of $1.00 per rights units (the "Issue Price"), on the basis of one rights unit for every five existing units held (the "Rights Issue").

Shareholders of the Company have the following options:

OPTION 1:

Accept the full offer

OPTION 2:

Apply for excess rights

OPTION 3:

Let the offer lapse (Default option)

Kindly complete the form and return to us via post or fax by November 27 2013. Please note that you will receive the default option, which is Option 3, if we do not receive your response by the stipulated date.

Deadline: November 27 2013

Technics Oil & Gas

Renounceable non-underwritten rights issue of up to 89,805,082 warrants (the "warrants") at an issue price of S$0.125 for each warrant, each warrant carrying the right to subscribe for one (1) new ordinary share (each, a "new share") in the capital of the company at an exercise price of S$0.250 for each new share, on the basis of two (2) warrants for every five (5) existing ordinary shares in the capital of the company held (the "warrants issue").

Shareholders of the Company have the following options:

OPTION 1:

Accept the full offer

OPTION 2:

Apply for excess rights

OPTION 3:

Let the offer lapse (Default option)

Kindly complete the form and return to us via post or fax by December 2 2013. Please note that you will receive the default option, which is Option 3, if we do not receive your response by the stipulated date.

Deadline: December 2 2013

Jardine Matheson Holdings Limited

Jardine Matheson Holdings Limited has declared an interim dividend for 2013 of USD0.37 with a scrip alternative. Shareholders may elect to receive new ordinary shares, calculated by reference to the market value of the ordinary shares based on the average of the United States dollar prices of the ordinary shares on the Singapore Exchange Securities Trading Limited for the five trading days up to and including September 27 2013.

Option 1:

Receive new shares of Jardine Matheson Holdings Limited (Please check with cms their preferred currency that he/she wish the balance fractional shares to be paid in - SGD/USD)

Option 2:

Receive dividend in cash in SGD

Option 3:

Receive dividend in cash in USD (Default option)

Please note that the deadline to reply us is September 18 2013.

Deadline: September 18 2013

Jardine Strategic Holdings Limited

Jardine Strategic Holdings Limited has declared an interim dividend for 2013 of USD0.075 with a scrip alternative. Shareholders may elect to receive new ordinary shares, calculated by reference to the market value of the ordinary shares based on the average of the United States dollar prices of the ordinary shares on the Singapore Exchange Securities Trading Limited for the five trading days up to and including September 27 2013.

Option 1:

Receive new shares of Jardine Strategic Holdings Limited (Please check with cms their preferred currency that he/she wish the balance fractional shares to be paid in - SGD/USD)

Option 2:

Receive dividend in cash in SGD

Option 3:

Receive dividend in cash in USD (Default option)

Please note that the deadline to reply us is September 18 2013.

Deadline: September 18 2013

Dairy Farm International Holdings Limited

Dairy Farm International Holdings Limited (the "Company") has declared an interim dividend for 2013 of USD0.065 per share. As an alternative to receiving the dividend in United States dollars ("USD"), holders may elect to receive the dividend in Singapore dollars ("SGD").

Shareholders of the Company have the following options:

OPTION 1:

Receive the cash dividend of USD0.065 in SGD

OPTION 2:

Receive the cash dividend of USD0.065 in USD (Default Option)

If we do not receive a reply by the response deadline (September 18 2013), the option will default as "USD".

Deadline: September 18 2013

Hongkong Land Holdings Limited

Hongkong Land Holdings Limited (the "Company") has declared an interim dividend for 2013 of USD0.06 per share. As an alternative to receiving the dividend in United States dollars ("USD"), holders may elect to receive the dividend in Singapore dollars ("SGD").

Shareholders of the Company have the following options:

OPTION 1:

Receive the cash dividend of USD0.06 in SGD

OPTION 2:

Receive the cash dividend of USD0.06 in USD (Default Option)

If we do not receive a reply by the response deadline (September 18 2013), the option will default as "USD".

Deadline: September 18 2013

Mandarin Oriental International Limited

Mandarin Oriental International Limited (the "Company") has declared an interim dividend for 2013 of USD0.02 per share. As an alternative to receiving the dividend in United States dollars ("USD"), holders may elect to receive the dividend in Singapore dollars ("SGD").

Shareholders of the Company have the following options:

OPTION 1:

Receive the cash dividend of USD0.02 in SGD

OPTION 2:

Receive the cash dividend of USD0.02 in USD (Default Option)

If we do not receive a reply by the response deadline (September 18 2013), the option will default as "USD".

Deadline: September 18 2013

Synear Food Holdings Limited

Exit Offer by UBS AG, Singapore branch for and on behalf of Fortune Domain Limited ("Fortune") to acquire all the issued ordinary shares in the Company (the "Exit Offer") other than those held by Fortune and held by the Company as treasury shares.

Please note the following:

  • For each Offer Share - S$0.186 in cash.
  • The Exit Offer will be open for acceptance until 5.30 p.m. on 18 September 2013 or such later date(s) as may be announced from time to time by or on behalf of the Offeror.
  • For acceptance procedures and all other details, please refer to the Exit Offer letter dated August 12 2013.

Deadline: September 18 2013

DBS Group Holdings Limited

DBS Group Holdings Ltd (the "Issuer") has announced the application of the Scheme to the interim one-tier tax exempt dividend of S$0.28 per Share ("Dividend") in respect of the six months ended 30 June 2013. If you elect to participate in the Scheme, the new Shares will be allotted to you at the issue price of S$16.97 for each Share in lieu of the cash amount of this Dividend (after the deduction of applicable income tax).

Deadline: September 11 2013

Mermaid Maritime Public Company Limited

Non-Renounceable Non-underwritten Rights issue (the "Rights Issue") at an issue price of S$0.280 for each Rights Share (the "Issue Price"), on the basis of 4 Rights Share for every 5 existing ordinary shares held.

Further to the Company's announcement released on 29 August 2013, the Non-renounceable Non-underwritten Rights Issue will close on:

  • 6 September 2013 at 5.00 p.m. (for acceptances made through an Acceptance Form); and
  • 6 September 2013 at 9.30 p.m. (for acceptances made through Electronic Applications).

Deadline: September 6 2013

Boustead Singapore Limited

Boustead Singapore Limited (the "Issuer" or "Boustead") has announced the application of the Scheme to the final dividend of S$0.03 per Share and the special dividend of S$0.02 per Share ("Dividend") in respect of the year ended 31 March 2013. If you elect to participate in the Scheme, the new Shares will be allotted to you at the issue price of S$1.26 for each Share in lieu of the cash amount of this Dividend.

Kindly complete the form and return to us by 28 August 2013 if you wish to elect to participate in the scheme. Please note that you will receive the default option, which is Cash, if we do not receive your response by the stipulated date.

Deadline: August 28 2013

CapitaRetail China Trust

CapitaRetail China Trust Management Limited, as manager of CapitaRetail China Trust (the "Manager") has announced the application of the Distribution Reinvestment Plan ("DRP") to the distribution of S$0.0469 per Unit in respect of the period from 1 January 2013 to 30 June 2013. If you elect to participate in the DRP, the new Units will be allotted to you at the issue price of S$1.447 for each Unit in lieu of the cash amount of this Distribution.

If we do not receive reply by the response deadline (30 August 2013), the option will default as "CASH".

Deadline: August 30 2013

Hutchison Port Holdings

Hutchison Port Holdings Management Pte. Limited, as Trustee-Manager of Hutchison Port Holdings Trust ("HPH Trust"), has announced the application of the Currency Election to the tax-exempt distribution of HKD0.187 per unit ("Distribution"). Shareholders of the Company have the following options:

OPTION 1: Receive the distribution of HKD0.187 in HKD

OPTION 2: Receive the distribution of HKD0.187 in USD

OPTION 3: Receive the distribution of HKD0.187 in SGD (Default Option)

Deadline: August 28 2013

AIMS AMP Capital Industrial Reit

The AIMSAMPIREIT Distribution Reinvestment Plan ("AIMSAMPIREIT DRP") provides you with the option to elect to receive new units ("DRP Units") in lieu of the cash amount of any distributions to which the AIMSAMPIREIT DRP applies, declared in respect of all your holding of units which are deposited with Citibank Consumer Nominees Pte Ltd (after the deduction of any applicable income tax).

AIMS AMP Capital Industrial Trust Management Limited, acting as the manager of AIMSAMPIREIT ("Manager") has announced the application of the AIMSAMPIREIT DRP to the distribution in respect of the financial period from 2 May 2013 to 30 June 2013. If you elect to participate in the AIMSAMPIREIT DRP, the DRP Units will be allotted and issued as fully paid to you at the issue price of S$1.5598 each in lieu of the cash amount of this distribution.

If we do not receive reply by 23 August 2013, the option will default as "CASH".

Deadline: August 23 2013

Cambridge Industrial Trust

Cambridge Industrial Trust Management Limited acting as the Manager of Cambridge Industrial Trust ("Manager") has announced the application of the Cambridge Industrial Trust Distribution Reinvestment Plan ("CIT DRP") to the (i) income distribution of S$0.00018 per unit and (ii) the capital gains distribution of S$0.00095 per unit and (iii) the capital distribution of S$0.01127 per unit in respect of the financial period from 1 April 2013 to 30 June 2013. All distribution components total to S$0.0124 per unit. If you elect to participate in the CIT DRP, the DRP Units will be allotted and issued as fully paid to you at the issue price of S$0.6742 each in lieu of the cash amount of this distribution.

Deadline: August 21 2013

Mapletree Industrial Trust

The Mapletree Industrial Trust Distribution Reinvestment Plan ("MAPLETREEIND DRP") provides you with the option to elect to receive new units ("DRP Units") in lieu of the cash amount of any distribution to which the MAPLETREEIND DRP applies, declared in respect of all your holding of units which are deposited with Citibank Consumer Nominees Pte Ltd (after the deduction of any applicable income tax).

Mapletree Industrial Trust Management Limited, as the manager of MAPLETREEIND ("Manager") has announced the application of the MAPLETREEIND DRP to the distribution in respect of the financial period from 1 April 2013 to 30 June 2013 (the "1Q FY13/14 Distribution"). If you elect to participate in the MAPLETREEIND, the DRP Units will be allotted and issued as fully paid to you at the issue price of S$1.3463 each in lieu of the cash amount of this distribution (after the deduction of applicable income tax if any).

If we do not receive reply by 16 August 2013, the option will default as "CASH".

Deadline: August 16 2013

Mapletree Commercial Trust

The Mapletree Commercial Trust Distribution Reinvestment Plan ("MAPLETREECOM DRP") provides you with the option to elect to receive new units ("DRP Units") in lieu of the cash amount of any distribution to which the MAPLETREECOM DRP applies, declared in respect of all your holding of units which are deposited with Citibank Consumer Nominees Pte Ltd (after the deduction of any applicable income tax).

Mapletree Commercial Trust Management Limited, as the manager of MAPLETREECOM ("Manager") has announced the application of the MAPLETREECOM DRP to the distribution in respect of the financial period from 1 April 2013 to 30 June 2013 (the "1Q FY2013/14 Distribution"). If you elect to participate in the MAPLETREECOM DRP, the DRP Units will be allotted and issued as fully paid to you at the issue price of S$1.2027 each in lieu of the cash amount of this distribution (after the deduction of applicable income tax if any).

If we do not receive reply by 19 August 2013, the option will default as "CASH".

Deadline: August 19 2013

Mapletree Logistics Trust

Mapletree Logistics Trust Management Limited, acting as the manager of Mapletree Logistics Trust ("the Manager") has announced the application of the Distribution Reinvestment Plan (DRP) to the distribution in respect of the financial period from 1 April 2013 to 30 June 2013 (the "1Q FY13/14 Distribution"). If you elect to participate in the DRP, the new Units will be allotted to you and the issue price of S$1.0878 for each new Unit of cash amount of the 1Q FY13/14 Distribution (after the deduction of applicable income tax, if any.)

If we do not receive reply by 12 August 2013, the option will default as "CASH".

Deadline: August 12 2013

Transcu Group Limited

3 for 1 rights issue. Every 3 shares of Transcu Group Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new share of Transcu Group Limited.

Shareholders may subscribe for excess rights at the subscription price of SGD 0.02.

Rights subscription price: SGD 0.02

Subscription closing date: December 23 2010

If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

First Real Estate Investment Trust

4 for 5 rights issue. Every 4 shares of First Real Estate Investment Trust held is entitled to 5 rights issue. Every 1 right held is entitled to subscribe for 1 new share of First Real Estate Investment Trust.

Shareholders may subscribe for excess rights at the subscription price of SGD 0.50.

Rights subscription price: SGD 0.50

Subscription closing date: December 16 2010

If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

SP AusNet

Dividend payout. Every 1 share of SP AusNet held is entitled to AUD 0.04 as dividend payout.

Shareholders can choose to receive their dividend in one of the following options:

  1. Receive in shares
  2. Receive in cash

Note: If you would like to receive the dividend in the form of shares, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223 by November 25 2010

Ex date: November 24 2010

Record date: November 26 2010

Payment date: December 22 2010

Cambridge Industrial Trust

25 for 1 rights issue. Every 25 shares of Cambridge Industrial Trust held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new share of Cambridge Industrial Trust.

Shareholders may subscribe for excess rights at the subscription price of SGD 0.531.

Rights subscription price: SGD 0.531

Subscription closing date: November 8 2010

If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

Falcon Energy Group Limited

5 for 1 rights issue. Every 5 shares of Falcon Energy Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new warrant of Falcon Energy Limited.

Shareholders can choose one of the following options:

  1. To subscribe up to the entitlement allocated
  2. Over-subscribe up to the entitlement allocated
  3. Take no action

Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.

Rights subscription price: SGD 0.10

Subscription closing date: October 25 2010

If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

Sinotel Technologies Limited

4 for 1 rights issue. Every 4 shares of Sinotel Technologies Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new share of Sinotel Technologies Limited.

Shareholders can choose one of the following options:

  1. To subscribe up to the entitlement allocated.
  2. Over-subscribe under the same terms of the subscription.
  3. To sell their rights.
  4. Take no action.

Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.

Rights subscription price: SGD 0.28

Subscription closing date: October 13 2010

Last trading day of rights: October 11 2010

If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

Ascott REIT

10 for 1 rights issue. Every 10 shares of Ascott REIT held is entitled to 1 right issue. The rights are non-tradable and non-transferable.

Shareholders can choose one of the following options:

  1. To subscribe up to the entitlement allocated.
  2. Over-subscribe under the same terms of the subscription.

Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.

Rights subscription price: SGD 1.07

Subscription closing date: September 29 2010

If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

AIMS AMP Capital Industrial REIT

20 for 7 rights issue. Every 20 shares of AIMSAMPI REIT held is entitled to 7 rights issue.

Shareholders can choose one of the following options:

  1. To subscribe up to the entitlement allocated.
  2. Over-subscribe under the same terms of the subscription.
  3. To sell their rights.

Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.

Rights subscription price: SGD 0.155

Subscription closing date: October 4 2010

Last trading day of rights: October 1 2010

If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

Ezra Holdings Limited

5 for 1 rights issue. Every 5 shares of Ezra Holdings Limited held is entitled to 1 right issue.

Shareholders can choose one of the following options:

  1. To subscribe up to the entitlement allocated.
  2. Over-subscribe under the same terms of the subscription.
  3. To sell their rights.

Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.

Rights subscription price: SGD 1.18

Subscription closing date: October 4 2010

Last trading day of rights: September 30 2010

If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

MediaRing Limited (Spice I2I Limited)

MediaRing is renamed as Spice I2I Limited.

1 for 1 rights issue. Every 1 share of Spice I2I Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new share of Spice I2I Limited.

Shareholders can choose one of the following options:

  1. To subscribe up to the entitlement allocated.
  2. Over-subscribe under the same terms of the subscription.

Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.

Rights subscription price: SGD 0.10

Record date: July 29 2010

Subscription closing date: August 16 2010

If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

PT Berlian Laju Tanker TBK

1 for 1 rights issue. Every 1 right held is entitled to subscribe for 1 new share of PT Berlian Laju Tanker TBK.

Shareholders may subscribe for excess rights at the subscription price of SGD 0.034.

Rights subscription price: SGD 0.034

Subscription closing date: July 19 2010

If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

Riverstone Holdings Limited

1 for 5 rights issue. Every 5 shares of Riverstone Holdings Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 warrant of Riverstone Holdings Limited.

Shareholders may subscribe for excess rights at the subscription price of SGD 0.02.

Rights subscription price: SGD 0.02

Subscription closing date: July 19 2010

If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.

Please contact your Relationship Manager or our 24-Hour CitiPhone Banking at +65 6224 5757+65 6224 5757 for assistance.
米国市場

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TIMMINS GOLD CORP (TGD)

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 16 2017

REX ENERGY CORPORATION (REXX)

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 15 2017

NEUROMETRIX INC (NURO)

Reverse share split. Every 8 share held will become 1 share

Effective Date: May 12 2017

DRYSHIPS INC (DRYS)

Reverse share split. Every 7 share held will become 1 share

Effective Date: May 11 2017

TOKAI PHARMACEUTIC INC (TKAI)

Reverse share split. Every 9 share held will become 1 share

Effective Date: May 11 2017

TOP SHIPS INC (TOPS)

Reverse share split. Every 20 share held will become 1 share

Effective Date: May 11 2017

REXAHN PHARMACEUTICALS INC (RNN)

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 05 2017

RUBICON TECHNOLOGY INC (RBCN)

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 05 2017

DIREXION SHARES ETF TRUST DAILY GLD MINERS INDX BULL 3X SHS (NUGT)

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 01 2017

DIREXION SHARES ETF TRUST DAILY JNR GLD MINERS IDX BEAR 3X U (JDST)

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 01 2017

DIREXION SHARES ETF TRUST DAILY JUNIOR GLD MINERS INDX BULL (JNUG)

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 01 2017

DIREXION SHARES ETF TRUST DAILY S&P 500 BEAR 3X SHS(POST SPL (SPXS)

Reverse share split. Every 5 share held will become 1 share

Effective Date: May 01 2017

DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR BEAR 3X SHS(PS (SOXS)

Reverse share split. Every 5 share held will become 1 share

Effective Date: May 01 2017

MAST THERAPEUTICS INC (MSTX)

Reverse share split. Every 70 share held will become 1 share

Effective Date: April 28 2017

AMPLIPHI BIOSCIENCES CORPORATION (APHB)

Reverse share split. Every 10 share held will become 1 share

Effective Date: April 25 2017

ARCELORMITTAL

Reverse Share Split

Notice Date: May 15 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTRX CORP

Reverse Share Split

Notice Date: May 15 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLD & SILVER MINING NEVADA INC

Reverse Share Split

Notice Date: May 11 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NAVIDEA BIOPHARMACEUTICALS INC

Reverse Share Split

Notice Date: May 11 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RXI PHARMACEUTICALS CORP

Reverse Share Split

Notice Date: May 08 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALLIQUA BIOMEDICAL INC

Reverse Share Split

Notice Date: May 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMYRIS INC

Reverse Share Split

Notice Date: May 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC COM

Reverse Share Split

Notice Date: April 25 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NATIONAL GRID

Reverse Share Split

Notice Date: April 24 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MOLECULIN BIOTECH INC

Reverse Share Split

Notice Date: April 20 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XEROX CORP

Reverse Share Split

Notice Date: April 20 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AVEO PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 18 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARENA PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 17 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DELCATH SYS INC COM PAR $0.01

Reverse Share Split

Notice Date: April 13 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: April 13 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BELLATRIX EXPLORATION CONTRA

Reverse Share Split

Notice Date: April 12 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAGNEGAS CORP

Reverse Share Split

Notice Date: April 12 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DOMINOVAS ENERGY CORPORATION

Reverse Share Split

Notice Date: April 06 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YIELD10 BIOSCIENCE INC

Reverse Share Split

Notice Date: April 04 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXXESS PHARMA INC

Reverse Share Split

Notice Date: March 29 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CELSION CORP

Reverse Share Split

Notice Date: March 22 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CEL-SCI CORP

Reverse Share Split

Notice Date: March 21 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERULEAN PHARMA INC

Reverse Share Split

Notice Date: March 21 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEUROMETRIX INC

Reverse Share Split

Notice Date: March 21 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUANTUM MATLS CORP

Reverse Share Split

Notice Date: March 21 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FUEL TECH INC

Reverse Share Split

Notice Date: March 20 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WESTELL TECHNOLOGIES

Reverse Share Split

Notice Date: March 20 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COBALT INTERNATIONAL ENERGY INC

Reverse Share Split

Notice Date: March 14 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FRONTIER COMMUNICATIONS CORPORATION

Reverse Share Split

Notice Date: March 06 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEANTECH SOLUTIONS INTERNATIONAL

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ANTHERA PHARMACEUTICALS INC

Reverse Share Split

Notice Date: February 28 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WHEELER REAL ESTATE INVT TR INC

Reverse Share Split

Notice Date: February 28 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMATION CORP

Reverse Share Split

Notice Date: February 14 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MANNKIND CORP

Reverse Share Split

Notice Date: February 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC COM NEW

Reverse Share Split

Notice Date: January 10 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TOWERSTREAM CORP COM NEW

Reverse Share Split

Notice Date: December 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTODYN INC

Reverse Share Split

Notice Date: December 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAR CHARGING GROUP INC

Reverse Share Split

Notice Date: November 24 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LIME ENERGY CO

Reverse Share Split

Notice Date: November 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROVECTUS BIOPHARMACEUTICALS INC - COM

Reverse Share Split

Notice Date: November 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: October 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUADRANT 4 SYSTEMS CORP

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEREGRINE PHARMACEUTICALS

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE-REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUANTUM CORPORATION (QTM)

Reverse share split. Every 8 share held will become 1 share

Effective Date: April 19 2017

IMMUNE PHARMACEUTICALS INC (IMNP)

Reverse share split. Every 20 share held will become 1 share

Effective Date: April 13 2017

ORIGINCLEAR INC (OCLN)

Reverse share split. Every 35 share held will become 1 share

Effective Date: April 12 2017

DRYSHIPS INC (DRYS)

Reverse share split. Every 4 share held will become 1 share

Effective Date: April 11 2017

GREAT BASIN SCIENTIFIC INC (GBSN)

Reverse share split. Every 1 share held will become 0.0005 share

Effective Date: April 10 2017

STRATA SKIN SCIENCES INC (SSKN)

Reverse share split. Every 5 share held will become 1 share

Effective Date: April 07 2017

GAFISA SA (GFA)

Reverse share split. Every 1 share held will become 0.0742 share

Effective Date: March 28 2017

CLEANTECH SOLUTIONS INTERNATIONAL (CLNT)

Reverse share split. Every 4 share held will become 1 share

Effective Date: March 20 2017

ROSETTA GENOMICS LTD (ROSG)

Reverse share split. Every 12 share held will become 1 share

Effective Date: March 17 2017

TONIX PHARMACEUTICALS HLDG CORP (TNXP)

Reverse share split. Every 10 share held will become 1 share

Effective Date: March 17 2017

CINTEL CORPORATION (CNCN)

Reverse share split. Every 1 share held will become 0.0002 share

Effective Date: March 16 2017

CREDIT SUISSE NASSAU ETN VIX SHR TRM 04/12/2030(POST SPLIT) (TVIX)

Reverse share split. Every 10 share held will become 1 share

Effective Date: March 16 2017

CREDIT SUISSE NASSAU VELOC 3X INVRS(09/02/32) NAT GAS ETN (DGAZ)

Reverse share split. Every 5 share held will become 1 share

Effective Date: March 16 2017

GLOBAL X FUNDS GLOBAL X MSCI NIGERIA ETF (NGE)

Reverse share split. Every 4 share held will become 1 share

Effective Date: March 16 2017

GENEREX BIOTECHNOLOGY CORP (GNBT)

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: March 14 2017

FIBROCELL SCIENCE INC

Reverse share split. Every 3 share held will become 1 share

Effective Date: March 13 2017

AVEO PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 18 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARENA PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 17 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DELCATH SYS INC COM PAR $0.01

Reverse Share Split

Notice Date: April 13 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: April 13 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BELLATRIX EXPLORATION CONTRA

Reverse Share Split

Notice Date: April 12 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAGNEGAS CORP

Reverse Share Split

Notice Date: April 12 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DOMINOVAS ENERGY CORPORATION

Reverse Share Split

Notice Date: April 06 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTERCONTINENTAL HOTELS GROUP

Reverse Share Split

Notice Date: April 06 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YIELD10 BIOSCIENCE INC

Reverse Share Split

Notice Date: April 04 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXXESS PHARMA INC

Reverse Share Split

Notice Date: March 29 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CELSION CORP

Reverse Share Split

Notice Date: March 22 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REX ENERGY CORPORATION

Reverse Share Split

Notice Date: March 22 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CEL-SCI CORP

Reverse Share Split

Notice Date: March 21 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERULEAN PHARMA INC

Reverse Share Split

Notice Date: March 21 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEUROMETRIX INC

Reverse Share Split

Notice Date: March 21 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUANTUM MATLS CORP

Reverse Share Split

Notice Date: March 21 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FUEL TECH INC

Reverse Share Split

Notice Date: March 20 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAST THERAPEUTICS INC

Reverse Share Split

Notice Date: March 20 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WESTELL TECHNOLOGIES

Reverse Share Split

Notice Date: March 20 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COBALT INTERNATIONAL ENERGY INC

Reverse Share Split

Notice Date: March 14 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TOKAI PHARMACEUTIC INC

Reverse Share Split

Notice Date: March 13 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FRONTIER COMMUNICATIONS CORPORATION

Reverse Share Split

Notice Date: March 06 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEANTECH SOLUTIONS INTERNATIONAL

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX BULL 3X SH

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BULL 3X

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY S&P 500 BEAR 3X SHS (POST R/

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR (POST REV SPLI

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ANTHERA PHARMACEUTICALS INC

Reverse Share Split

Notice Date: February 28 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WHEELER REAL ESTATE INVT TR INC

Reverse Share Split

Notice Date: February 28 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: February 15 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMATION CORP

Reverse Share Split

Notice Date: February 14 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MANNKIND CORP

Reverse Share Split

Notice Date: February 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC COM NEW

Reverse Share Split

Notice Date: January 10 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TOWERSTREAM CORP COM NEW

Reverse Share Split

Notice Date: December 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTODYN INC

Reverse Share Split

Notice Date: December 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAR CHARGING GROUP INC

Reverse Share Split

Notice Date: November 24 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LIME ENERGY CO

Reverse Share Split

Notice Date: November 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROVECTUS BIOPHARMACEUTICALS INC - COM

Reverse Share Split

Notice Date: November 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: October 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUADRANT 4 SYSTEMS CORP

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: September 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEREGRINE PHARMACEUTICALS

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE-REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WEE-CIG INTERNATIONAL CORPORATION (WCIG)

Reverse share split. Every 10 share held will become 1 share

Effective Date: March 07 2017

MANNKIND CORP (MNKD)

Reverse share split. Every 5 share held will become 1 share

Effective Date: March 03 2017

DASAN ZHONE SOLUTIONS INC (DZSI)

Reverse share split. Every 5 share held will become 1 share

Effective Date: March 01 2017

SYSOREX GLOBAL (SYRX)

Reverse share split. Every 15 share held will become 1 share

Effective Date: March 01 2017

TEARLAB CORPORATION (TEAR)

Reverse share split. Every 10 share held will become 1 share

Effective Date: February 27 2017

RENNOVA HEALTH INC (RNVA)

Reverse share split. Every 30 share held will become 1 share

Effective Date: February 23 2017

IMATION CORP (IMN)

Reverse share split. Every 10 share held will become 1 share

Effective Date: February 22 2017

SIGMA LABS INC (SGLB)

Reverse share split. Every 2 share held will become 1 share

Effective Date: February 15 2017

CATALYST BIOSCIENCES INC (CBIO)

Reverse share split. Every 15 share held will become 1 share

Effective Date: February 13 2017

FRONTIER COMMUNICATIONS CORPORATION

Reverse Share Split

Notice Date: March 06 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEANTECH SOLUTIONS INTERNATIONAL

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX BULL 3X SH

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BULL 3X

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY S&P 500 BEAR 3X SHS (POST R/

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR (POST REV SPLI

Reverse Share Split

Notice Date: March 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ANTHERA PHARMACEUTICALS INC

Reverse Share Split

Notice Date: February 28 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WHEELER REAL ESTATE INVT TR INC

Reverse Share Split

Notice Date: February 28 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: February 15 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMATION CORP

Reverse Share Split

Notice Date: February 14 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STRATA SKIN SCIENCES INC

Reverse Share Split

Notice Date: February 09 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUANTUM CORPORATION

Reverse Share Split

Notice Date: February 07 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MANNKIND CORP

Reverse Share Split

Notice Date: February 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIBROCELL SCIENCE INC

Reverse Share Split

Notice Date: February 01 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: January 24 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC COM NEW

Reverse Share Split

Notice Date: January 10 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JAYHAWK ENERGY INC

Reverse Share Split

Notice Date: December 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TOWERSTREAM CORP COM NEW

Reverse Share Split

Notice Date: December 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTODYN INC

Reverse Share Split

Notice Date: December 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAR CHARGING GROUP INC

Reverse Share Split

Notice Date: November 24 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REALBIZ MEDIA GROUP INC

Reverse Share Split

Notice Date: November 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LIME ENERGY CO

Reverse Share Split

Notice Date: November 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROVECTUS BIOPHARMACEUTICALS INC - COM

Reverse Share Split

Notice Date: November 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNE PHARMACEUTICALS INC COM

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: October 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUADRANT 4 SYSTEMS CORP

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: September 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEREGRINE PHARMACEUTICALS

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE-REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RENESOLA LTD (SOL)

Reverse share split. Every 5 share held will become 1 share

Effective Date: February 10 2017

FREESEAS INC (FREEF)

Reverse share split. Every 1 share held will become 0.0002 share

Effective Date: February 07 2017

RENREN INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: February 06 2017

BOX SHIPS INC (TEU)

Reverse share split. Every 51 share held will become 1 share

Effective Date: January 31 2017

REAL GOODS SOLAR INC (RGSE)

Reverse share split. Every 30 share held will become 1 share

Effective Date: January 26 2017

QIAGEN NV (QGEN)

Reverse share split. Every 27 share held will become 26 share

Effective Date: January 25 2017

DRYSHIPS INC

Reverse share split. Every 8 share held will become 1 share

Effective Date: January 23 2017

SUPPORT COM INC

Reverse share split. Every 3 share held will become 1 share

Effective Date: January 20 2017

SUNSHINE HEART INC (SSH)

Reverse share split. Every 30 share held will become 1 share

Effective Date: January 13 2017

PROSHARES TRUST II ULTRA BLOOMBERG CRUDE OIL NEW (UCO)

Reverse share split. Every 2 share held will become 1 share

Effective Date: January 12 2017

PROSHARES TRUST II ULTRA VIX SHORT TERM FUTURES (UVXY)

Reverse share split. Every 5 share held will become 1 share

Effective Date: January 12 2017

PROSHARES TRUST ULTRAPRO SHORT DOW30 (SDOW)

Reverse share split. Every 4 share held will become 1 share

Effective Date: January 12 2017

PROSHARES TRUST ULTRASPRO SHORT QQQ (SQQQ)

Reverse share split. Every 4 share held will become 1 share

Effective Date: January 12 2017

STRATA SKIN SCIENCES INC

Reverse Share Split

Notice Date: February 09 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUANTUM CORPORATION

Reverse Share Split

Notice Date: February 07 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MANNKIND CORP

Reverse Share Split

Notice Date: February 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIBROCELL SCIENCE INC

Reverse Share Split

Notice Date: February 01 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TEARLAB CORPORATION

Reverse Share Split

Notice Date: January 25 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: January 24 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DASAN ZHONE SOLUTIONS INC COM

Reverse Share Split

Notice Date: January 10 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC COM NEW

Reverse Share Split

Notice Date: January 10 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CATALYST BIOSCIENCES INC COM

Reverse Share Split

Notice Date: January 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JAYHAWK ENERGY INC

Reverse Share Split

Notice Date: December 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TOWERSTREAM CORP COM NEW

Reverse Share Split

Notice Date: December 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTODYN INC

Reverse Share Split

Notice Date: December 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RENNOVA HEALTH INC

Reverse Share Split

Notice Date: November 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAR CHARGING GROUP INC

Reverse Share Split

Notice Date: November 24 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REALBIZ MEDIA GROUP INC

Reverse Share Split

Notice Date: November 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LIME ENERGY CO

Reverse Share Split

Notice Date: November 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROVECTUS BIOPHARMACEUTICALS INC ‐ COM

Reverse Share Split

Notice Date: November 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNE PHARMACEUTICALS INC COM

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: October 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUADRANT 4 SYSTEMS CORP

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SYSOREX GLOBAL

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: September 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEREGRINE PHARMACEUTICALS

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE‐REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN MATRIX GROUP INC (GMGI)

Reverse share split. Every 1 share held will become 0.0067 share

Effective Date: January 09 2017

NEURALSTEM INC (CUR)

Reverse share split. Every 13 share held will become 1 share

Effective Date: January 09 2017

GEVO INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: January 06 2017

HILTON WORLDWIDE HOLDINGS INC

Reverse share split. Every 3 share held will become 1 share

Effective Date: January 04 2017

CTI BIOPHARMA CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: January 03 2017

LPATH INC

Reverse share split. Every 11 share held will become 2 share

Effective Date: December 30 2016

ENTEROMEDICS INC

Reverse share split. Every 70 share held will become 1 share

Effective Date: December 28 2016

GREAT BASIN SCIENTIFIC INC

Reverse share split. Every 1 share held will become 0.0033 share

Effective Date: December 28 2016

RUBICON MINERALS CORP

Reverse share split. Every 1 share held will become 0.0062 share

Effective Date: December 22 2016

CATALYST BIOSCIENCES INC COM

Reverse Share Split

Notice Date: January 03 2017

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JAYHAWK ENERGY INC

Reverse Share Split

Notice Date: December 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSHARES TRUST II ULTRA BLOOMBERG CRUDE OIL(POST REV SPLT)

Reverse Share Split

Notice Date: December 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REAL GOODS SOLAR INC

Reverse Share Split

Notice Date: December 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TOWERSTREAM CORP COM NEW

Reverse Share Split

Notice Date: December 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTODYN INC

Reverse Share Split

Notice Date: December 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RENNOVA HEALTH INC

Reverse Share Split

Notice Date: November 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAR CHARGING GROUP INC

Reverse Share Split

Notice Date: November 24 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REALBIZ MEDIA GROUP INC

Reverse Share Split

Notice Date: November 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LIME ENERGY CO

Reverse Share Split

Notice Date: November 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUNSHINE HEART INC

Reverse Share Split

Notice Date: November 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROVECTUS BIOPHARMACEUTICALS INC ‐ COM

Reverse Share Split

Notice Date: November 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNE PHARMACEUTICALS INC COM

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: October 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUADRANT 4 SYSTEMS CORP

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SYSOREX GLOBAL

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: September 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEREGRINE PHARMACEUTICALS

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE‐REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPPORT COM INC

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TERRA TECH CORP

Reverse Share Split

Notice Date: April 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NOVELION THERAPEUTICS INC COM (NVLN)

Reverse share split. Every 5 share held will become 1 share

Effective Date: December 19 2016

XG TECHNOLOGY INC

Reverse share split. Every 1 share held will become 10 share

Effective Date: December 16 2016

XENITH BANKSHARES INC NEW

Reverse share split. Every 1 share held will become 10 share

Effective Date: December 13 2016

LIONS GATE ENTERTAINMENT CORP

Reverse share split. Every 2 share held will become 1 share

Effective Date: December 09 2016

GTX INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 06 2016

COWEN GROUP INC

Reverse share split. Every 4 share held will become 1 share

Effective Date: December 05 2016

CD INTERNATIONAL ENTERPRISES INC

Reverse share split. Every 100 share held will become 1 share

Effective Date: December 01 2016

GENVEC INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 01 2016

CASCADIAN THERAPEUTICS INC

Reverse share split. Every 6 share held will become 1 share

Effective Date: November 29 2016

STEMCELLS INC

Reverse share split. Every 9 share held will become 1 share

Effective Date: November 29 2016

WAFERGEN BIO‐SYSTEMS INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: November 29 2016

GOLDEN MATRIX GROUP INC COM

Reverse Share Split

Notice Date: December 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TOWERSTREAM CORP COM NEW

Reverse Share Split

Notice Date: December 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTODYN INC

Reverse Share Split

Notice Date: December 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GREAT BASIN SCIENTIFIC INC

Reverse Share Split

Notice Date: November 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RENNOVA HEALTH INC

Reverse Share Split

Notice Date: November 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAR CHARGING GROUP INC

Reverse Share Split

Notice Date: November 24 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REALBIZ MEDIA GROUP INC

Reverse Share Split

Notice Date: November 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LIME ENERGY CO

Reverse Share Split

Notice Date: November 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RUBICON MINERALS CORP COM

Reverse Share Split

Notice Date: November 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUNSHINE HEART INC

Reverse Share Split

Notice Date: November 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROVECTUS BIOPHARMACEUTICALS INC - COM

Reverse Share Split

Notice Date: November 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GEVO INC COM NEW

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNE PHARMACEUTICALS INC COM

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CD INTERNATIONAL ENTERPRISES INC

Reverse Share Split

Notice Date: October 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: October 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUADRANT 4 SYSTEMS CORP

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SYSOREX GLOBAL

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: September 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LPATH INC

Reverse Share Split

Notice Date: September 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MATEON THERAPEUTICS INC COM

Reverse Share Split

Notice Date: September 09 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ENTEROMEDICS INC

Reverse Share Split

Notice Date: September 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEREGRINE PHARMACEUTICALS

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HILTON WORLDWIDE HLDGS INC

Reverse Share Split

Notice Date: August 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEURALSTEM INC

Reverse Share Split

Notice Date: July 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE‐REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPPORT COM INC

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TERRA TECH CORP

Reverse Share Split

Notice Date: April 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNOCELLULAR THERAPEUTICS LTD

Reverse share split. Every 1 share held will become 40 share

Effective Date: November 21 2016

PLAINS GP HOLDINGS LP

Reverse share split. Every 1 share held will become 0.3755 share

Effective Date: November 16 2016

GALENA BIOPHARMA INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: November 14 2016

ISHARES INC MSCI GLBL MTL&MNG PRODU ETF (PICK)

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 07 2016

ISHARES INC MSCI GLOBAL GOLD MINERS ETF (RING)

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 07 2016

ISHARES INC MSCI ITALY CAPPED ETF (EWI)

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 07 2016

ISHARES INC MSCI JAPAN ETF (EWJ)

Reverse share split. Every 4 share held will become 1 share

Effective Date: November 07 2016

ISHARES INC MSCI MALAYSIA (EWM)

Reverse share split. Every 4 share held will become 1 share

Effective Date: November 07 2016

ISHARES INC MSCI SINGAPORE ETF (EWS)

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 07 2016

ISHARES INC MSCI TAIWAN ETF (EWT)

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 07 2016

ISHARES INC MSCI UNITED KINGDOM ETF (EWU)

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 07 2016

ISHARES TRUST MORTGAGE REAL EST CAP ETF (REM)

Reverse share split. Every 4 share held will become 1 share

Effective Date: November 07 2016

ISHARES TRUST MSCI RUSSIA CAPPED ETF (ERUS)

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 07 2016

SIGNAL GENETICS INC (SGNL)

Reverse share split. Every 15 share held will become 1 share

Effective Date: November 07 2016

BIODEL INC

Reverse share split. Every 30 share held will become 1 share

Effective Date: November 04 2016

ECO BUILDING PRODUCTS INC

Reverse share split. Every 100 share held will become 1 share

Effective Date: November 04 2016

DRYSHIPS INC

Reverse share split. Every 15 share held will become 1 share

Effective Date: November 01 2016

TOPAZ RESOURCES INC

Reverse share split. Every 1 share held will become 0.005 share

Effective Date: October 31 2016

SKYLINE MEDICAL INC

Reverse share split. Every 25 share held will become 1 share

Effective Date: October 28 2016

SW INNOVATIVE HOLDINGS INC

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: October 28 2016

HONGLI CLEAN ENERGY TECH CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: October 27 2016

YUMA ENERGY INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: October 27 2016

REALBIZ MEDIA GROUP INC

Reverse Share Split

Notice Date: November 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TRIANGLE PETROLEUM CORP

Reverse Share Split

Notice Date: November 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COWEN GROUP INC NEW

Reverse Share Split

Notice Date: November 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LIME ENERGY CO

Reverse Share Split

Notice Date: November 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RUBICON MINERALS CORP COM

Reverse Share Split

Notice Date: November 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUNSHINE HEART INC

Reverse Share Split

Notice Date: November 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROVECTUS BIOPHARMACEUTICALS INC ‐ COM

Reverse Share Split

Notice Date: November 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GEVO INC COM NEW

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNE PHARMACEUTICALS INC COM

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CD INTERNATIONAL ENTERPRISES INC

Reverse Share Split

Notice Date: October 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: October 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CASCADIAN THERAPEUTICS INC COM

Reverse Share Split

Notice Date: October 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XENITH BANKSHARES INC NEW COM

Reverse Share Split

Notice Date: October 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUADRANT 4 SYSTEMS CORP

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SYSOREX GLOBAL

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: September 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LPATH INC

Reverse Share Split

Notice Date: September 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MATEON THERAPEUTICS INC COM

Reverse Share Split

Notice Date: September 09 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ENTEROMEDICS INC

Reverse Share Split

Notice Date: September 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENVEC INCORPORATED

Reverse Share Split

Notice Date: August 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEREGRINE PHARMACEUTICALS

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STEMCELLS INC

Reverse Share Split

Notice Date: August 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HILTON WORLDWIDE HLDGS INC

Reverse Share Split

Notice Date: August 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XG TECHNOLOGY INC

Reverse Share Split

Notice Date: August 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEURALSTEM INC

Reverse Share Split

Notice Date: July 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BLUE DIAMOND VENTURES INC

Reverse Share Split

Notice Date: June 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE‐REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPPORT COM INC

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAFERGEN BIO‐SYSTEMS INC COM

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TERRA TECH CORP

Reverse Share Split

Notice Date: April 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL COM

Reverse Share Split

Notice Date: March 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

APRICUS BIOSCIENCES INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: October 24 2016

XOMA CORP DEL

Reverse share split. Every 20 share held will become 1 share

Effective Date: October 18 2016

PERNIX THERAPEUTICS HOLDINGS INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: October 14 2016

CUMULUS MEDIA INC

Reverse share split. Every 8 share held will become 1 share

Effective Date: October 13 2016

INSPIREMD INC

Reverse share split. Every 25 share held will become 1 share

Effective Date: October 10 2016

INOLIFE TECHNOLOGIES INC

Reverse share split. Every 30000 share held will become 1 share

Effective Date: October 07 2016

SOLIGENIX INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: October 07 2016

ALCOA INC COM

Reverse share split. Every 3 share held will become 1 share

Effective Date: October 06 2016

DECISIONPOINT SYSTEMS INC

Reverse share split. Every 1 share held will become 0.002 share

Effective Date: October 05 2016

JAPAN STEEL WORKS

Reverse share split. Every 5 share held will become 4 share

Effective Date: October 03 2016

BIOCEPT INC

Reverse share split. Every 3 share held will become 1 share

Effective Date: September 29 2016

FUNCTIONX INC NEW

Reverse share split. Every 20 share held will become 1 share

Effective Date: September 16 2016

GREAT BASIN SCIENTIFIC INC

Reverse share split. Every 80 share held will become 1 share

Effective Date: September 16 2016

GEVO INC COM NEW

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNE PHARMACEUTICALS INC COM

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES INC MSCI GLBL MTL&MNG PRODU ETF

Reverse Share Split

Notice Date: October 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES INC MSCI GLOBAL GOLD MINERS ETF

Reverse Share Split

Notice Date: October 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES INC MSCI JAPAN ETF

Reverse Share Split

Notice Date: October 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES INC MSCI SINGAPORE ETF

Reverse Share Split

Notice Date: October 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES INC MSCI TAIWAN ETF

Reverse Share Split

Notice Date: October 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES INC MSCI UNITED KINGDOM ETF (NEW)

Reverse Share Split

Notice Date: October 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES TRUST MORTGAGE REAL EST CAP ETF

Reverse Share Split

Notice Date: October 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES TRUST MSCI RUSSIA CAPPED ETF

Reverse Share Split

Notice Date: October 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES INC MSCI ITALY CAPPED ETF

Reverse Share Split

Notice Date: October 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ISHARES MSCI MALAYSIA ETF

Reverse Share Split

Notice Date: October 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CD INTERNATIONAL ENTERPRISES INC

Reverse Share Split

Notice Date: October 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: October 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CASCADIAN THERAPEUTICS INC COM

Reverse Share Split

Notice Date: October 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TOPAZ RESOURCES INC

Reverse Share Split

Notice Date: October 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XENITH BANKSHARES INC NEW COM

Reverse Share Split

Notice Date: October 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUADRANT 4 SYSTEMS CORP

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SYSOREX GLOBAL

Reverse Share Split

Notice Date: October 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SW INNOVATIVE HOLDINGS INC

Reverse Share Split

Notice Date: September 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNOCELLULAR THERAPEUTICS LTD

Reverse Share Split

Notice Date: September 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HONGLI CLEAN ENERGY TECH CORP

Reverse Share Split

Notice Date: September 22 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: September 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GALENA BIOPHARMA INC

Reverse Share Split

Notice Date: September 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LPATH INC

Reverse Share Split

Notice Date: September 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MATEON THERAPEUTICS INC COM

Reverse Share Split

Notice Date: September 09 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SKYLINE MED INC COM NEW

Reverse Share Split

Notice Date: September 08 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ENTEROMEDICS INC

Reverse Share Split

Notice Date: September 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENVEC INCORPORATED

Reverse Share Split

Notice Date: August 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEREGRINE PHARMACEUTICALS

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STEMCELLS INC

Reverse Share Split

Notice Date: August 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HILTON WORLDWIDE HLDGS INC

Reverse Share Split

Notice Date: August 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XG TECHNOLOGY INC

Reverse Share Split

Notice Date: August 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEURALSTEM INC

Reverse Share Split

Notice Date: July 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLAINS GP HLDGS LP

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BIODEL INC

Reverse Share Split

Notice Date: July 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BLUE DIAMOND VENTURES INC

Reverse Share Split

Notice Date: June 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE-REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPPORT COM INC

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAFERGEN BIO-SYSTEMS INC COM

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TERRA TECH CORP

Reverse Share Split

Notice Date: April 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL COM

Reverse Share Split

Notice Date: March 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YUMA ENERGY INC

Reverse Share Split

Notice Date: February 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HALCON RES CORP (HK)

Reverse share split. Every 1 share held will become 0.0295 share

Effective Date: September 12 2016

SUNESIS PHARMACEUTICALS INC (SNSS)

Reverse share split. Every 6 share held will become 1 share

Effective Date: September 08 2016

TYCO INTERNATIONAL PLC

Reverse share split. Every 0.955 share held will become 1 share

Effective Date: September 06 2016

HEMISPHERX BIOPHARMA INC (HEB)

Reverse share split. Every 12 share held will become 1 share

Effective Date: August 29 2016

ATOSSA GENETICS INC

Reverse share split. Every 15 share held will become 1 share

Effective Date: August 26 2016

ALPHATEC HLDGS INC (ATEC)

Reverse share split. Every 12 share held will become 1 share

Effective Date: August 25 2016

DIREXION SHARES ETF TRUST DAILY GOLD MINERS IDX 3X SHS (DUST)

Reverse share split. Every 5 share held will become 1 share

Effective Date: August 25 2016

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR (JDST)

Reverse share split. Every 5 share held will become 1 share

Effective Date: August 25 2016

MAXCOM TELECOMUNICACIONES SA DE CV

Reverse share split. Every 2 share held will become 1 share

Effective Date: August 23 2016

CHINANET ONLINE HOLDINGS INC (CNET)

Reverse share split. Every 5 share held will become 2 share

Effective Date: August 19 2016

MABVAX THERAPEUTICS HOLDINGS INC (MBVX)

Reverse share split. Every 37 share held will become 5 share

Effective Date: August 17 2016

DRYSHIPS INC (DRYS)

Reverse share split. Every 4 share held will become 1 share

Effective Date: August 15 2016

QUEST RESOURCE HOLDING CORP (QRHC)

Reverse share split. Every 8 share held will become 1 share

Effective Date: August 11 2016

BARCLAYS BANK PLC IPATH S&P 500

Reverse share split. Every 4 share held will become 1 share

Effective Date: August 09 2016

CREDIT SUISSE NASSAU ETN VIX SHR‐TR

Reverse share split. Every 25 share held will become 1 share

Effective Date: August 09 2016

INCAPTA INC

Reverse share split. Every 19000 share held will become 1 share

Effective Date: August 08 2016

EAGLE BULK SHIPPING INC (EGLE)

Reverse share split. Every 20 share held will become 1 share

Effective Date: August 05 2016

GALENA BIOPHARMA INC

Reverse Share Split

Notice Date: September 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LPATH INC

Reverse Share Split

Notice Date: September 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MATEON THERAPEUTICS INC COM

Reverse Share Split

Notice Date: September 09 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SKYLINE MED INC COM NEW

Reverse Share Split

Notice Date: September 08 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XOMA CORP DEL

Reverse Share Split

Notice Date: September 08 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ENTEROMEDICS INC

Reverse Share Split

Notice Date: September 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENVEC INCORPORATED

Reverse Share Split

Notice Date: August 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INSPIREMD INC

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEREGRINE PHARMACEUTICALS

Reverse Share Split

Notice Date: August 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STEMCELLS INC

Reverse Share Split

Notice Date: August 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BIOCEPT INC

Reverse Share Split

Notice Date: August 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HILTON WORLDWIDE HLDGS INC

Reverse Share Split

Notice Date: August 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GREAT BASIN SCIENTIFIC INC COM

Reverse Share Split

Notice Date: August 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALCOA INC

Reverse Share Split

Notice Date: August 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XG TECHNOLOGY INC

Reverse Share Split

Notice Date: August 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC

Reverse Share Split

Notice Date: August 08 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FUNCTIONX INC NEW

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEURALSTEM INC

Reverse Share Split

Notice Date: July 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLAINS GP HLDGS LP

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: July 11 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BIODEL INC

Reverse Share Split

Notice Date: July 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BLUE DIAMOND VENTURES INC

Reverse Share Split

Notice Date: June 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE‐REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPPORT COM INC

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLIGENIX INC

Reverse Share Split

Notice Date: April 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAFERGEN BIO‐SYSTEMS INC COM

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TERRA TECH CORP

Reverse Share Split

Notice Date: April 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOMBARDIER INC CL A CONV

Reverse Share Split

Notice Date: April 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: March 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL COM

Reverse Share Split

Notice Date: March 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YUMA ENERGY INC

Reverse Share Split

Notice Date: February 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZAIO CORP

Reverse Share Split

Notice Date: February 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: February 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COMSTOCK RESOURCES INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: August 01 2016

GOLDEN OCEAN GROUP LTD

Reverse share split. Every 5 share held will become 1 share

Effective Date: August 01 2016

CALADRIUS BIOSCIENCES INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: July 28 2016

SAEXPLORATION HLDGS INC

Reverse share split. Every 1 share held will become 0.0074 share

Effective Date: July 27 2016

CLEAN DIESEL TECHNOLOGIES INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: July 25 2016

PROSHARES TRUST II ULTRA VIX SHORT TERM FUTURES

Reverse share split. Every 5 share held will become 1 share

Effective Date: July 25 2016

PROSHARES TRUST II VIX SHORT TERM FUTURES ETF NEW

Reverse share split. Every 5 share held will become 1 share

Effective Date: July 25 2016

SYNTA PHARMACEUTICALS CORP

Reverse share split. Every 35 share held will become 1 share

Effective Date: July 25 2016

PINETREE CAPITAL LTD

Reverse share split. Every 100 share held will become 1 share

Effective Date: July 22 2016

SIMLATUS CORPORATION

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: July 22 2016

DELCATH SYSTEMS INC

Reverse share split. Every 16 share held will become 1 share

Effective Date: July 21 2016

CGG SPONSORED ADR

Reverse share split. Every 32 share held will become 1 share

Effective Date: July 20 2016

LIGHTBRIDGE CORPORATION

Reverse share split. Every 5 share held will become 1 share

Effective Date: July 20 2016

SUPERCONDUCTOR TECHNOLOGIES

Reverse share split. Every 15 share held will become 1 share

Effective Date: July 19 2016

AXION POWER INTERNATIONAL INC

Reverse share split. Every 1 share held will become 0.0025 share

Effective Date: July 15 2016

NANOTECH ENTERTAINMENT INC

Reverse share split. Every 1 share held will become 0.0398 share

Effective Date: July 13 2016

OREXIGEN THERAPEUTICS INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: July 12 2016

EMMIS COMMUNICATIONS CORP

Reverse share split. Every 4 share held will become 1 share

Effective Date: July 08 2016

SIGNAL GENETICS INC

Reverse Share Split

Notice Date: August 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY GOLD MINERS IDX 3X SHS

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FUNCTIONX INC NEW

Reverse Share Split

Notice Date: July 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEURALSTEM INC

Reverse Share Split

Notice Date: July 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOHM INC

Reverse Share Split

Notice Date: July 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CLEAN DIESEL TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLAINS GP HLDGS LP

Reverse Share Split

Notice Date: July 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ROCK CREEK PHARMACEUTICALS INC

Reverse Share Split

Notice Date: July 11 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BIODEL INC

Reverse Share Split

Notice Date: July 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUEST RESOURCE HOLDING CORP

Reverse Share Split

Notice Date: June 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INCAPTA INC COM

Reverse Share Split

Notice Date: June 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINANET ONLINE HOLDINGS INC

Reverse Share Split

Notice Date: June 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEMISPHERX BIOPHARMA INC

Reverse Share Split

Notice Date: June 09 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BLUE DIAMOND VENTURES INC

Reverse Share Split

Notice Date: June 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EAGLE BULK SHIPPING INC

Reverse Share Split

Notice Date: May 05 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LPATH INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE‐REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPPORT COM INC

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLIGENIX INC

Reverse Share Split

Notice Date: April 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUNESIS PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAFERGEN BIO‐SYSTEMS INC COM

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TERRA TECH CORP

Reverse Share Split

Notice Date: April 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOMBARDIER INC CL A CONV

Reverse Share Split

Notice Date: April 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: March 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL COM

Reverse Share Split

Notice Date: March 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YUMA ENERGY INC

Reverse Share Split

Notice Date: February 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZAIO CORP

Reverse Share Split

Notice Date: February 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: February 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TYCO INTERNATIONAL PLC

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VIOLIN MEMORY INC (VMEM)

Reverse share split. Every 4 share held will become 1 share

Effective Date: July 06 2016

AYTU BIOSCIENCE INC

Reverse share split. Every 12 share held will become 1 share

Effective Date: July 01 2016

HERTZ GLOBAL HOLDINGS INC (HTZ)

Reverse share split. Every 1 share held will become 0.2488 share

Effective Date: July 01 2016

CD INTERNATIONAL ENTERPRISES INC

Reverse share split. Every 1 share held will become 0.005 share

Effective Date: June 28 2016

OCULUS INNOVATIVE SCIENCES INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: June 27 2016

PROSHARES TRUST PSHS SHRT S&P500 (SH)

Reverse share split. Every 2 share held will become 1 share

Effective Date: June 24 2016

U.S.ENERGY CORP

Reverse share split. Every 6 share held will become 1 share

Effective Date: June 22 2016

XG TECHNOLOGY INC

Reverse share split. Every 12 share held will become 1 share

Effective Date: June 21 2016

CROSSROADS SYSTEMS INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: June 20 2016

STAR BULK CARRIERS CORP

Reverse share split. Every 5 share held will become 1 share

Effective Date: June 20 2016

AVIAT NETWORKS INC

Reverse share split. Every 12 share held will become 1 share

Effective Date: June 14 2016

LPATH INC

Reverse share split. Every 14 share held will become 1 share

Effective Date: June 13 2016

STONE ENERGY CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: June 13 2016

DIANA CONTAINERSHIPS INC

Reverse share split. Every 8 share held will become 1 share

Effective Date: June 09 2016

RESOLUTE ENERGY CORP

Reverse share split. Every 5 share held will become 1 share

Effective Date: June 08 2016

MCCLATCHY CO

Reverse share split. Every 10 share held will become 1 share

Effective Date: June 07 2016

OLEO E GAS PARTICIPACOES SA

Reverse share split. Every 100 share held will become 1 share

Effective Date: June 07 2016

QUEST RESOURCE HOLDING CORP

Reverse Share Split

Notice Date: June 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VIOLIN MEMORY INC COM

Reverse Share Split

Notice Date: June 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INCAPTA INC COM

Reverse Share Split

Notice Date: June 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROTALEX INC

Reverse Share Split

Notice Date: June 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SIMLATUS CORPORATION

Reverse Share Split

Notice Date: June 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NANOTECH ENTERTAINMENT INC

Reverse Share Split

Notice Date: June 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINANET ONLINE HOLDINGS INC

Reverse Share Split

Notice Date: June 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEMISPHERX BIOPHARMA INC

Reverse Share Split

Notice Date: June 09 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DELCATH SYS INC COM NEW

Reverse Share Split

Notice Date: June 08 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BLUE DIAMOND VENTURES INC

Reverse Share Split

Notice Date: June 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHATEC HLDGS INC

Reverse Share Split

Notice Date: June 02 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EMMIS COMMUNICATIONS CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OREXIGEN THERAPEUTICS INC

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPERCONDUCTOR TECHNOLOGIES

Reverse Share Split

Notice Date: May 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EAGLE BULK SHIPPING INC

Reverse Share Split

Notice Date: May 05 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SYNTA PHARMACEUTICALS CORP

Reverse Share Split

Notice Date: May 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LPATH INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE‐REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPPORT COM INC

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLIGENIX INC

Reverse Share Split

Notice Date: April 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: April 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUNESIS PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAFERGEN BIO‐SYSTEMS INC COM

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TERRA TECH CORP

Reverse Share Split

Notice Date: April 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOMBARDIER INC CL A CONV

Reverse Share Split

Notice Date: April 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: March 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL COM

Reverse Share Split

Notice Date: March 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PINETREE CAPITAL LTD

Reverse Share Split

Notice Date: March 22 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YUMA ENERGY INC

Reverse Share Split

Notice Date: February 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZAIO CORP

Reverse Share Split

Notice Date: February 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: February 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TYCO INTERNATIONAL PLC

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC COM NEW

Reverse Share Split

Notice Date: January 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: June 02 2016

EPAZZ INC

Reverse share split. Every 1 share held will become 0.0004 share

Effective Date: June 02 2016

REAL GOODS SOLAR INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: June 02 2016

CALIFORNIA RESOURCES CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: June 01 2016

ONCONOVA THERAPEUTICS INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: June 01 2016

CYCLACEL PHARMA IN

Reverse share split. Every 12 share held will become 1 share

Effective Date: May 31 2016

VICAL INC (VICL)

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 27 2016

CHINA RECYCLING ENERGY CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 26 2016

INCEPTION MINING INC

Reverse share split. Every 11 share held will become 2 share

Effective Date: May 26 2016

NET ELEMENT INC (NETE)

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 25 2016

PETROQUEST ENERGY INC

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 19 2016

DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX BEAR 3X SH

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 18 2016

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS IDX BEAR 3X S

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 18 2016

HEAT BIOLOGICS INC

Reverse Share Split

Notice Date: May 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAFTDAY FANTASY SPORTS INC

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OLEO E GAS PARTICIPACOES SA

Reverse Share Split

Notice Date: May 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CD INTERNATIONAL ENTERPRISES INC

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA RECYCLING ENERGY CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EMMIS COMMUNICATIONS CORP

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OREXIGEN THERAPEUTICS INC

Reverse Share Split

Notice Date: May 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COWEN GROUP INC NEW

Reverse Share Split

Notice Date: May 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPERCONDUCTOR TECHNOLOGIES

Reverse Share Split

Notice Date: May 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CROSSROADS SYSTEMS INC

Reverse Share Split

Notice Date: May 05 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EAGLE BULK SHIPPING INC

Reverse Share Split

Notice Date: May 05 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SYNTA PHARMACEUTICALS CORP

Reverse Share Split

Notice Date: May 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LPATH INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE‐REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPPORT COM INC

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLIGENIX INC

Reverse Share Split

Notice Date: April 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: April 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XG TECHNOLOGY INC COM

Reverse Share Split

Notice Date: April 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AVIAT NETWORKS INC

Reverse Share Split

Notice Date: April 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OXIGENE INC

Reverse Share Split

Notice Date: April 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUNESIS PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAFERGEN BIO‐SYSTEMS INC COM

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TERRA TECH CORP

Reverse Share Split

Notice Date: April 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOMBARDIER INC CL A CONV

Reverse Share Split

Notice Date: April 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HERTZ GLOBAL HLDGS INC COM

Reverse Share Split

Notice Date: March 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: March 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RESOLUTE ENERGY CORP

Reverse Share Split

Notice Date: March 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL COM

Reverse Share Split

Notice Date: March 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PINETREE CAPITAL LTD

Reverse Share Split

Notice Date: March 22 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN CAPITAL LTD

Reverse Share Split

Notice Date: March 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MCCLATCHY COMPANY CL A

Reverse Share Split

Notice Date: March 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YUMA ENERGY INC

Reverse Share Split

Notice Date: February 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZAIO CORP

Reverse Share Split

Notice Date: February 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: February 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TYCO INTERNATIONAL PLC

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC COM NEW

Reverse Share Split

Notice Date: January 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOX SHIPS INC

Reverse Share Split

Notice Date: January 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTORI THERAPEUTICS INC

Reverse share split. Every 15 share held will become 1 share

Effective Date: May 12 2016

CINEDIGM CORPORATION

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 10 2016

INTERCONTINENTAL HOTELS GROUP

Reverse share split. Every 6 share held will become 5 share

Effective Date: May 09 2016

STEMCELLS INC

Reverse share split. Every 12 share held will become 1 share

Effective Date: May 09 2016

FIRST TRUST PORTFOLIOS FIRST TRUST ISE REVERE NATURAL GAS

Reverse share split. Every 5 share held will become 1 share

Effective Date: May 02 2016

CARBON SCIENCES INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: April 21 2016

RXI PHARMACEUTICALS CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: April 18 2016

SEMILEDS CORPORATION (LEDS)

Reverse share split. Every 10 share held will become 1 share

Effective Date: April 18 2016

SPEED COMM INC (SPDC)

Reverse share split. Every 16 share held will become 1 share

Effective Date: April 18 2016

FREESEAS INC

Reverse share split. Every 1 share held will become 0.005 share

Effective Date: April 14 2016

SOURCE GOLD CORP

Reverse share split. Every 1 share held will become 0.000667 share

Effective Date: April 07 2016

SUPERCONDUCTOR TECHNOLOGIES

Reverse Share Split

Notice Date: May 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CROSSROADS SYSTEMS INC

Reverse Share Split

Notice Date: May 05 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EAGLE BULK SHIPPING INC

Reverse Share Split

Notice Date: May 05 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SYNTA PHARMACEUTICALS CORP

Reverse Share Split

Notice Date: May 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALADRIUS BIOSCIENCES INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LPATH INC

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

U.S.ENERGY CORP

Reverse Share Split

Notice Date: May 03 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FIRST TRUST ISE‐REV NATURAL GAS

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUPPORT COM INC

Reverse Share Split

Notice Date: April 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REAL GOODS SOLAR INC

Reverse Share Split

Notice Date: April 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLIGENIX INC

Reverse Share Split

Notice Date: April 25 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC COM

Reverse Share Split

Notice Date: April 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XG TECHNOLOGY INC COM

Reverse Share Split

Notice Date: April 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PAY CHEST INC COM

Reverse Share Split

Notice Date: April 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AVIAT NETWORKS INC

Reverse Share Split

Notice Date: April 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OXIGENE INC

Reverse Share Split

Notice Date: April 18 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SUNESIS PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAFERGEN BIO‐SYSTEMS INC COM

Reverse Share Split

Notice Date: April 14 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARBON SCIENCES INC

Reverse Share Split

Notice Date: April 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TERRA TECH CORP

Reverse Share Split

Notice Date: April 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOMBARDIER INC CL A CONV

Reverse Share Split

Notice Date: April 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ONCONOVA THERAPEUTICS INC

Reverse Share Split

Notice Date: April 05 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYCLACEL PHARMA IN

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HERTZ GLOBAL HLDGS INC COM

Reverse Share Split

Notice Date: March 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: March 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RESOLUTE ENERGY CORP

Reverse Share Split

Notice Date: March 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL COM

Reverse Share Split

Notice Date: March 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VICAL INC COM

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PINETREE CAPITAL LTD

Reverse Share Split

Notice Date: March 22 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PETROQUEST ENERGY INC COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

W & T OFFSHORE INC COM

Reverse Share Split

Notice Date: March 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN CAPITAL LTD

Reverse Share Split

Notice Date: March 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALIFORNIA RES CORP COM

Reverse Share Split

Notice Date: March 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MCCLATCHY COMPANY CL A

Reverse Share Split

Notice Date: March 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YUMA ENERGY INC

Reverse Share Split

Notice Date: February 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZAIO CORP

Reverse Share Split

Notice Date: February 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: February 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INCEPTION MNG INC COM

Reverse Share Split

Notice Date: January 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TYCO INTERNATIONAL PLC

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC COM NEW

Reverse Share Split

Notice Date: January 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EPAZZ INC

Reverse Share Split

Notice Date: January 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOX SHIPS INC

Reverse Share Split

Notice Date: January 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FALCONRIDGE OIL TECHNOLOGIES CORP COM

Reverse Share Split

Notice Date: November 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NET ELEMENT INC

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GREAT BASIN SCIENTIFIC INC

Reverse share split. Every 35 share held will become 1 share

Effective Date: March 31 2016

VENAXIS INC

Reverse share split. Every 8 share held will become 1 share

Effective Date: March 31 2016

DIREXION SHARES ETF TRUST DAILY BRAZIL BULL 3X (BRZU)

Reverse share split. Every 4 share held will become 1 share

Effective Date: March 24 2016

DIREXION SHARES ETF TRUST DAILY EMERGING MKT BULL 3X NEW (EDC)

Reverse share split. Every 4 share held will become 1 share

Effective Date: March 24 2016

DIREXION SHARES ETF TRUST DAILY LATIN AMER BULL (LBJ)

Reverse share split. Every 4 share held will become 1 share

Effective Date: March 24 2016

DIREXION SHARES ETF TRUST DAILY NAT GAS RELATED BULL 3X SHS NEW (GASL)

Reverse share split. Every 10 share held will become 1 share

Effective Date: March 24 2016

DIREXION SHARES ETF TRUST DAILY RUSSIA BULL (RUSL)

Reverse share split. Every 4 share held will become 1 share

Effective Date: March 24 2016

DIREXION SHARES ETF TRUST DAILY S&P OIL&GAS EXP&PRD BULL 3X (GUSH)

Reverse share split. Every 10 share held will become 1 share

Effective Date: March 24 2016

DIREXION SHARES ETF TRUST DIREXION DAILY S&P BIOTECH BULL 3X (LABU)

Reverse share split. Every 4 share held will become 1 share

Effective Date: March 24 2016

DIREXION SHARES ETF TRUST INDIA BULL 3X SHS (INDL)

Reverse share split. Every 4 share held will become 1 share

Effective Date: March 24 2016

PRANA BIOTECHNOLOGY (PRAN)

Reverse share split. Every 6 share held will become 1 share

Effective Date: March 24 2016

CELLADON CORPORATION

Reverse share split. Every 15 share held will become 1 share

Effective Date: March 23 2016

SIGMA LABS INC

Reverse share split. Every 100 share held will become 1 share

Effective Date: March 17 2016

CREDIT SUISSE NASSAU VELOC 3X LNG CRUDE OIL ETN (UWTI)

Reverse share split. Every 10 share held will become 1 share

Effective Date: March 14 2016

CREDIT SUISSE NASSAU VELOCITY SHS 3X LONG NAT GAS ETN (UGAZ)

Reverse share split. Every 25 share held will become 1 share

Effective Date: March 14 2016

DRYSHIPS INC

Reverse share split. Every 25 share held will become 1 share

Effective Date: March 11 2016

AXXESS PHARMA INC

Reverse share split. Every 1 share held will become 0.0004 share

Effective Date: March 09 2016

LINC ENERGY LTD

Reverse share split. Every 6 share held will become 1 share

Effective Date: March 09 2016

URANIUM RESOURCES INC

Reverse share split. Every 12 share held will become 1 share

Effective Date: March 08 2016

ONCONOVA THERAPEUTICS INC

Reverse Share Split

Notice Date: April 05 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ATOSSA GENETICS INC

Reverse Share Split

Notice Date: April 04 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AYTU BIOSCIENCE INC

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CIVEO CORP CDA

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYCLACEL PHARMA IN

Reverse Share Split

Notice Date: April 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HERTZ GLOBAL HLDGS INC COM

Reverse Share Split

Notice Date: March 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IN OVATIONS HOLDINGS INC

Reverse Share Split

Notice Date: March 31 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RESOLUTE ENERGY CORP

Reverse Share Split

Notice Date: March 30 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL COM

Reverse Share Split

Notice Date: March 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTREPID POTASH INC

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VICAL INC COM

Reverse Share Split

Notice Date: March 28 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PINETREE CAPITAL LTD

Reverse Share Split

Notice Date: March 22 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SPEED COMM INC

Reverse Share Split

Notice Date: March 22 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PETROQUEST ENERGY INC COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STONE ENERGY CORP COM

Reverse Share Split

Notice Date: March 21 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STEMCELLS INC

Reverse Share Split

Notice Date: March 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

W & T OFFSHORE INC COM

Reverse Share Split

Notice Date: March 16 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN CAPITAL LTD

Reverse Share Split

Notice Date: March 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOURCE GOLD CORP

Reverse Share Split

Notice Date: March 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CALIFORNIA RES CORP COM

Reverse Share Split

Notice Date: March 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MCCLATCHY COMPANY CL A

Reverse Share Split

Notice Date: March 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTORI THERAPEUTICS INC

Reverse Share Split

Notice Date: March 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOHM INC

Reverse Share Split

Notice Date: February 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RXI PHARMACEUTICALS CORP

Reverse Share Split

Notice Date: February 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SEMILEDS CORPORATION

Reverse Share Split

Notice Date: February 24 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YUMA ENERGY INC

Reverse Share Split

Notice Date: February 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZAIO CORP

Reverse Share Split

Notice Date: February 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: February 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INCEPTION MNG INC COM

Reverse Share Split

Notice Date: January 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TYCO INTERNATIONAL PLC

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC COM NEW

Reverse Share Split

Notice Date: January 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EPAZZ INC

Reverse Share Split

Notice Date: January 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOX SHIPS INC

Reverse Share Split

Notice Date: January 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FALCONRIDGE OIL TECHNOLOGIES CORP COM

Reverse Share Split

Notice Date: November 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SANDRIDGE ENERGY

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NET ELEMENT INC

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CINEDIGM CORP

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CESCA THERAPEUTICS INC COM

Reverse share split. Every 20 share held will become 1 share

Effective Date: March 07 2016

NEWLEAD HOLDINGS LTD

Reverse share split. Every 1 share held will become 0.0033 share

Effective Date: March 04 2016

SPHERIX INC

Reverse share split. Every 19 share held will become 1 share

Effective Date: March 01 2016

CHINA TECHFAITH WIRELESS COM

Reverse share split. Every 5 share held will become 1 share

Effective Date: March 01 2016

GOLD & SILVER MINING NEVADA INC

Reverse share split. Every 1 share held will become 0.0005 share

Effective Date: March 01 2016

PARAGON SHIPPING INC

Reverse share split. Every 38 share held will become 1 share

Effective Date: March 01 2016

GOL LINHAS AEREAS INTELIGENTES SA

Reverse share split. Every 10 share held will become 1 share

Effective Date: February 26 2016

TOP SHIPS INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: February 22 2016

CARDICA INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: February 17 2016

ION GEOPHYSICAL CORPORATION

Reverse share split. Every 15 share held will become 1 share

Effective Date: February 05 2016

DRAGONWAVE INC

Reverse share split. Every 25 share held will become 1 share

Effective Date: February 04 2016

FRONTLINE LTD

Reverse share split. Every 5 share held will become 1 share

Effective Date: February 03 2016

CYTORI THERAPEUTICS INC

Reverse Share Split

Notice Date: March 07 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOHM INC

Reverse Share Split

Notice Date: February 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RXI PHARMACEUTICALS CORP

Reverse Share Split

Notice Date: February 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SEMILEDS CORPORATION

Reverse Share Split

Notice Date: February 24 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OILSANDS QUEST INC

Reverse Share Split

Notice Date: February 23 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXXESS PHARMA INC

Reverse Share Split

Notice Date: February 22 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

URANIUM RESOURCES INC

Reverse Share Split

Notice Date: February 19 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YUMA ENERGY INC

Reverse Share Split

Notice Date: February 17 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZAIO CORP

Reverse Share Split

Notice Date: February 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: February 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VENAXIS INC

Reverse Share Split

Notice Date: February 10 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RESOLUTE ENERGY CORP

Reverse Share Split

Notice Date: February 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GREAT BASIN SCIENTIFIC INC COM NEW

Reverse Share Split

Notice Date: January 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INCEPTION MNG INC COM

Reverse Share Split

Notice Date: January 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TYCO INTERNATIONAL PLC

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC COM NEW

Reverse Share Split

Notice Date: January 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EPAZZ INC

Reverse Share Split

Notice Date: January 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOX SHIPS INC

Reverse Share Split

Notice Date: January 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CELLADON CORP COM

Reverse Share Split

Notice Date: December 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FALCONRIDGE OIL TECHNOLOGIES CORP COM

Reverse Share Split

Notice Date: November 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JAYHAWK ENERGY INC

Reverse Share Split

Notice Date: November 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SANDRIDGE ENERGY

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NET ELEMENT INC

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CINEDIGM CORP

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CREDIT SUISSE

Reverse Share Split

Notice Date: September 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COMBIMATRIX CORPORATION

Reverse share split. Every 15 share held will become 1 share

Effective Date: February 01 2016

OI SA

Reverse share split. Every 5 share held will become 1 share

Effective Date: February 01 2016

JOES'S JEANS INC

Reverse share split. Every 30 share held will become 1 share

Effective Date: January 29 2016

PLATINUM GROUP METALS LTD

Reverse share split. Every 10 share held will become 1 share

Effective Date: January 28 2016

PEN INC

Reverse share split. Every 1 share held will become 0.0056 share

Effective Date: January 26 2016

WAVE SYNC CORP

Reverse share split. Every 20 share held will become 1 share

Effective Date: January 26 2016

AMEDICA CORPORATION

Reverse share split. Every 15 share held will become 1 share

Effective Date: January 25 2016

ANDES GOLD CORP

Reverse share split. Every 1 share held will become 0.005 share

Effective Date: January 25 2016

DISCOVERY LABORATORIES INC

Reverse share split. Every 14 share held will become 1 share

Effective Date: January 22 2016

ERHC ENERGY INC

Reverse share split. Every 100 share held will become 1 share

Effective Date: January 15 2016

FREESEAS INC

Reverse share split. Every 60 share held will become 1 share

Effective Date: January 15 2016

MECHEL OAO

Reverse share split. Every 2 share held will become 1 share

Effective Date: January 12 2016

RESOLUTE ENERGY CORP

Reverse Share Split

Notice Date: February 01 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GREAT BASIN SCIENTIFIC INC COM NEW

Reverse Share Split

Notice Date: January 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INCEPTION MNG INC COM

Reverse Share Split

Notice Date: January 29 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SPHERIX INC

Reverse Share Split

Notice Date: January 27 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PLATINUM GROUP METALS LTD

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TYCO INTERNATIONAL PLC

Reverse Share Split

Notice Date: January 26 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC COM NEW

Reverse Share Split

Notice Date: January 20 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PARAGON SHIPPING INC

Reverse Share Split

Notice Date: January 15 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EPAZZ INC

Reverse Share Split

Notice Date: January 13 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BOX SHIPS INC

Reverse Share Split

Notice Date: January 12 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CESCA THERAPEUTICS INC

Reverse Share Split

Notice Date: January 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAGONWAVE INC

Reverse Share Split

Notice Date: December 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CELLADON CORP COM

Reverse Share Split

Notice Date: December 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARDICA INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ION GEOPHYSICAL CORP

Reverse Share Split

Notice Date: December 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FALCONRIDGE OIL TECHNOLOGIES CORP COM

Reverse Share Split

Notice Date: November 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JAYHAWK ENERGY INC

Reverse Share Split

Notice Date: November 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA HSG LD DEV

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SANDRIDGE ENERGY

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NET ELEMENT INC

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CINEDIGM CORP

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CREDIT SUISSE

Reverse Share Split

Notice Date: September 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ENTEROMEDICS INC

Reverse share split. Every 15 share held will become 1 share

Effective Date: January 07 2016

UNWIRED PLANET INC

Reverse share split. Every 12 share held will become 1 share

Effective Date: January 06 2016

NORTH ATLANTIC DRILLING LTD

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 31 2015

SCORPIO BULKERS INC

Reverse share split. Every 12 share held will become 1 share

Effective Date: December 31 2015

AMERICAN TRANSPORTATION HOLDINGS

Reverse share split. Every 1 share held will become 0.0001 share

Effective Date: December 28 2015

HALCON RES CORP

Reverse share split. Every 5 share held will become 1 share

Effective Date: December 28 2015

YINGLI GREEN ENERGY HOLDING COMPANY

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 28 2015

CESCA THERAPEUTICS INC

Reverse Share Split

Notice Date: January 06 2016

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECO BUILDING PRODUCTS INC

Reverse Share Split

Notice Date: December 31 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRAGONWAVE INC

Reverse Share Split

Notice Date: December 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CELLADON CORP COM

Reverse Share Split

Notice Date: December 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARDICA INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COMBIMATRIX CORP

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEN INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ION GEOPHYSICAL CORP

Reverse Share Split

Notice Date: December 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DISCOVERY LABORATORIES INC

Reverse Share Split

Notice Date: December 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FALCONRIDGE OIL TECHNOLOGIES CORP COM

Reverse Share Split

Notice Date: November 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAVE SYNC CORP

Reverse Share Split

Notice Date: November 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JAYHAWK ENERGY INC

Reverse Share Split

Notice Date: November 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABVAX THERAPEUTICS HLDGS INC COM

Reverse Share Split

Notice Date: October 27 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA HSG LD DEV

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SANDRIDGE ENERGY

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NET ELEMENT INC

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMEDICA CORP

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ERHC ENERGY

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CINEDIGM CORP

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JOE'S JEANS INC

Reverse Share Split

Notice Date: September 14 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CREDIT SUISSE

Reverse Share Split

Notice Date: September 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GIGAMEDIA LIMITED

Reverse share split. Every 5 share held will become 1 share

Effective Date: December 16 2015

ALON BLUE SQUARE ISRAEL LTD

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 14 2015

GREAT BASIN SCIENTIFIC INC

Reverse share split. Every 60 share held will become 1 share

Effective Date: December 14 2015

CHC GROUP LTD

Reverse share split. Every 30 share held will become 1 share

Effective Date: December 11 2015

ECHELON CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 08 2015

INVENTERGY GLOBAL INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 08 2015

ALPHA BANK A E

Reverse share split. Every 50 share held will become 1 share

Effective Date: December 07 2015

EUROBANK ERGASIAS S.A.

Reverse share split. Every 100 share held will become 1 share

Effective Date: December 07 2015

FUELCELL ENERGY INC

Reverse share split. Every 12 share held will become 1 share

Effective Date: December 04 2015

HALCON RES CORP

Reverse Share Split

Notice Date: December 18 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

YINGLI GREEN ENERGY HOLDING COMPANY

Reverse Share Split

Notice Date: December 18 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CELLADON CORP COM

Reverse Share Split

Notice Date: December 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CARDICA INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COMBIMATRIX CORP

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GOLDEN EAGLE INTERNATIONAL INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEN INC

Reverse Share Split

Notice Date: December 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ION GEOPHYSICAL CORP

Reverse Share Split

Notice Date: December 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DISCOVERY LABORATORIES INC

Reverse Share Split

Notice Date: December 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FALCONRIDGE OIL TECHNOLOGIES CORP COM

Reverse Share Split

Notice Date: November 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ENTEROMEDICS INC

Reverse Share Split

Notice Date: November 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAVE SYNC CORP

Reverse Share Split

Notice Date: November 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JAYHAWK ENERGY INC

Reverse Share Split

Notice Date: November 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABVAX THERAPEUTICS HLDGS INC COM

Reverse Share Split

Notice Date: October 27 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA HSG LD DEV

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SANDRIGE ENERGY

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNWIRED PLANET

Reverse Share Split

Notice Date: October 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NET ELEMENT INC

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN TRANSN HLDGS

Reverse Share Split

Notice Date: October 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMEDICA CORP

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ERHC ENERGY

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CINEDIGM CORP

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JOE'S JEANS INC

Reverse Share Split

Notice Date: September 14 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CREDIT SUISSE

Reverse Share Split

Notice Date: September 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLAR WIND ENERGY TOWER INC

Reverse Share Split

Notice Date: June 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NATIONAL BK GREECE S A SPONSORED

Reverse share split. Every 15 share held will become 1 share

Effective Date: December 03 2015

NEUROMETRIX INC

Reverse share split. Every 4 share held will become 1 share

Effective Date: December 02 2015

VRINGO INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: November 30 2015

CRESTWOOD EQUITY PARTNERS LP UNIT

Reverse share split. Every 10 share held will become 1 share

Effective Date: November 24 2015

AETERNA ZENTARIS INC

Reverse share split. Every 100 share held will become 1 share

Effective Date: November 20 2015

HEALTHY COFFEE INTERNATIONAL INC

Reverse share split. Every 1 share held will become 0.0004 share

Effective Date: November 20 2015

ALPHA BK A E SPONSORED ADR

Reverse Share Split

Notice Date: November 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FALCONRIDGE OIL TECHNOLOGIES CORP COM

Reverse Share Split

Notice Date: November 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ENTEROMEDICS INC

Reverse Share Split

Notice Date: November 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHC GROUP LTD

Reverse Share Split

Notice Date: November 13 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAVE SYNC CORP

Reverse Share Split

Notice Date: November 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JAYHAWK ENERGY INC

Reverse Share Split

Notice Date: November 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABVAX THERAPEUTICS HLDGS INC COM

Reverse Share Split

Notice Date: October 27 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA HSG LD DEV

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SANDRIGE ENERGY

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNWIRED PLANET

Reverse Share Split

Notice Date: October 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NET ELEMENT INC

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN TRANSN HLDGS

Reverse Share Split

Notice Date: October 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMEDICA CORP

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ERHC ENERGY

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CINEDIGM CORP

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JOE'S JEANS INC

Reverse Share Split

Notice Date: September 14 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CREDIT SUISSE

Reverse Share Split

Notice Date: September 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECHELON CORP

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC

Reverse Share Split

Notice Date: July 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAMCURE INC

Reverse Share Split

Notice Date: June 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLAR WIND ENERGY TOWER INC

Reverse Share Split

Notice Date: June 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GLOBAL X FUNDS GLOBAL X SILVER MINERS ETF (SIL)

Reverse share split. Every 3 share held will become 1 share

Effective Date: November 18 2015

GLOBAL X FUNDS GOLD EXPLORERS ETF (GLDX)

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 18 2015

GLOBAL X FUNDS URANIUM ETF (URA)

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 18 2015

PROSHARES TRUST ULTRA MSCI BRAZIL CAPPED

Reverse share split. Every 3 share held will become 1 share

Effective Date: November 13 2015

HERCULES OFFSHORE INC

Reverse share split. Every 1 share held will become 0.0037 share

Effective Date: November 09 2015

CAPSTONE TURBINE CORP

Reverse share split. Every 20 share held will become 1 share

Effective Date: November 09 2015

COLLABRX INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: November 03 2015

NORTHSTAR REALTY FINANCE CORP

Reverse share split. Every 2 share held will become 1 share

Effective Date: November 02 2015

DRONE AVIATION HOLDING CORP

Reverse share split. Every 40 share held will become 1 share

Effective Date: October 30 2015

QUASAR AEROSPACE INDUSTRIES INC

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: October 30 2015

GENERAL STEEL HOLDINGS INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: October 29 2015

OCEAN POWER TECHNOLOGIES

Reverse share split. Every 10 share held will become 1 share

Effective Date: October 29 2015

ENTEROMEDICS INC

Reverse Share Split

Notice Date: November 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHC GROUP LTD

Reverse Share Split

Notice Date: November 13 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEALTHY COFFEE INTERNATIONAL INC

Reverse Share Split

Notice Date: November 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WAVE SYNC CORP

Reverse Share Split

Notice Date: November 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JAYHAWK ENERGY INC

Reverse Share Split

Notice Date: November 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CRESTWOOD EQUITY PARTNERS

Reverse Share Split

Notice Date: October 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABVAX THERAPEUTICS HLDGS INC COM

Reverse Share Split

Notice Date: October 27 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA HSG LD DEV

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SANDRIGE ENERGY

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNWIRED PLANET

Reverse Share Split

Notice Date: October 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NET ELEMENT INC

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN TRANSN HLDGS

Reverse Share Split

Notice Date: October 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMEDICA CORP

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ERHC ENERGY

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEUROMETRIX INC

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CINEDIGM CORP

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JOE'S JEANS INC

Reverse Share Split

Notice Date: September 14 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CREDIT SUISSE

Reverse Share Split

Notice Date: September 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VRINGO INC

Reverse Share Split

Notice Date: August 25 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECHELON CORP

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC

Reverse Share Split

Notice Date: July 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAMCURE INC

Reverse Share Split

Notice Date: June 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLAR WIND ENERGY TOWER INC

Reverse Share Split

Notice Date: June 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MOLYCORP INC DELAWARE

Reverse Share Split

Notice Date: May 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ACASTI PHARMA INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: October 15 2015

SOURCE GOLD CORPORATION

Reverse share split. Every 1 share held will become 0.0005 share

Effective Date: October 15 2015

SANOMEDICS INTERNATIONAL HLDGS INC

Reverse share split. Every 1 share held will become 0.0002 share

Effective Date: October 14 2015

ANAVEX LIFE SCIENCES CORPORATION

Reverse share split. Every 4 share held will become 1 share

Effective Date: October 07 2015

MABVAX THERAPEUTICS HLDGS INC COM

Reverse Share Split

Notice Date: October 27 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHINA HSG LD DEV

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL STL HLDGS

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SANDRIGE ENERGY

Reverse Share Split

Notice Date: October 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NORTHSTAR RLTY FIN CORP

Reverse Share Split

Notice Date: October 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNWIRED PLANET

Reverse Share Split

Notice Date: October 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DRONE AVIATION HLDG CORP

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NET ELEMENT INC

Reverse Share Split

Notice Date: October 09 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN TRANSN HLDGS

Reverse Share Split

Notice Date: October 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COLLABRX INC

Reverse Share Split

Notice Date: September 28 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMEDICA CORP

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ERHC ENERGY

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEUROMETRIX INC

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAPSTONE

Reverse Share Split

Notice Date: September 18 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUASAR AEROSPACE INDUSTRIES

Reverse Share Split

Notice Date: September 18 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CINEDIGM CORP

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JOE'S JEANS INC

Reverse Share Split

Notice Date: September 14 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CREDIT SUISSE

Reverse Share Split

Notice Date: September 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VRINGO INC

Reverse Share Split

Notice Date: August 25 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DENISON MINES CORP COM

Reverse Share Split

Notice Date: August 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECHELON CORP

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC

Reverse Share Split

Notice Date: July 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAMCURE INC

Reverse Share Split

Notice Date: June 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLAR WIND ENERGY TOWER INC

Reverse Share Split

Notice Date: June 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MOLYCORP INC DELAWARE

Reverse Share Split

Notice Date: May 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHROMADEX CORPORATION

Reverse Share Split

Notice Date: April 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DOMARK INTERNATIONAL INC

Reverse share split. Every 1 share held will become 0.0002 share

Effective Date: October 02 2015

MINERCO RES INC

Reverse share split. Every 100 share held will become 1 share

Effective Date: October 02 2015

DIREXION SHARES ETF TRUST DAILY FINL – BEAR

Reverse share split. Every 4 share held will become 1 share

Effective Date: October 01 2015

DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX

Reverse share split. Every 10 share held will become 1 share

Effective Date: October 01 2015

DIREXION SHARES ETF TRUST DAILY JR GOLD

Reverse share split. Every 5 share held will become 1 share

Effective Date: October 01 2015

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS

Reverse share split. Every 4 share held will become 1 share

Effective Date: October 01 2015

DIREXION SHARES ETF TRUST DAILY NAT GAS

Reverse share split. Every 5 share held will become 1 share

Effective Date: October 01 2015

DIREXION SHARES ETF TRUST DAILY SMALL – CAP BEAR

Reverse share split. Every 4 share held will become 1 share

Effective Date: October 01 2015

FXCM INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: October 01 2015

INSPIREMD INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: October 01 2015

PEABODY ENERGY CORP

Reverse share split. Every 15 share held will become 1 share

Effective Date: October 01 2015

OPEXA THERAPEUTICS INC

Reverse share split. Every 8 share held will become 1 share

Effective Date: September 29 2015

SAN WEST INC

Reverse share split. Every 1 share held will become 0.0003 share

Effective Date: September 25 2015

HANSEN MEDICAL INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: September 23 2015

CREDIT SUISSE NASSAU VELOC 3X LNG (03/02/32) LONG CRUDE ETN

Reverse share split. Every 10 share held will become 1 share

Effective Date: September 10 2015

CREDIT SUISSE NASSAU VELOCITY SHS 3X (03/02/32) LONG NAT ETN

Reverse share split. Every 5 share held will become 1 share

Effective Date: September 10 2015

WEBSAFETY INC

Reverse share split. Every 50 share held will become 1 share

Effective Date: September 10 2015

ARCA BIOPHARMA INC

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: September 04 2015

GRID PETROLEUM CORPORATION

Reverse share split. Every 7 share held will become 1 share

Effective Date: September 04 2015

STELLAR BIOTECHNOLOGIES INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: September 03 2015

ACATI PHARMA INC

Reverse Share Split

Notice Date: October 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SANOMEDICS INC

Reverse Share Split

Notice Date: September 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COLLABRX INC

Reverse Share Split

Notice Date: September 28 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMEDICA CORP

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ERHC ENERGY

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEUROMETRIX INC

Reverse Share Split

Notice Date: September 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAPSTONE

Reverse Share Split

Notice Date: September 18 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

QUASAR AEROSPACE INDUSTRIES

Reverse Share Split

Notice Date: September 18 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CINEDIGM CORP

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EXCO RES INC

Reverse Share Split

Notice Date: September 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

JOE'S JEANS INC

Reverse Share Split

Notice Date: September 14 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH

Reverse Share Split

Notice Date: September 14 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CREDIT SUISSE

Reverse Share Split

Notice Date: September 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VRINGO INC

Reverse Share Split

Notice Date: August 25 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOURCE GOLD CORP

Reverse Share Split

Notice Date: August 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DENISON MINES CORP COM

Reverse Share Split

Notice Date: August 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECHELON CORP

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GRID PETROLEUM

Reverse Share Split

Notice Date: July 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ANAVEX LIFE SCIENCES CORP

Reverse Share Split

Notice Date: July 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC

Reverse Share Split

Notice Date: July 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAMCURE INC

Reverse Share Split

Notice Date: June 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLAR WIND ENERGY TOWER INC

Reverse Share Split

Notice Date: June 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MOLYCORP INC DELAWARE

Reverse Share Split

Notice Date: May 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHROMADEX CORPORATION

Reverse Share Split

Notice Date: April 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RESOURCE CAP CORP COM

Reverse share split. Every 4 share held will become 1 share

Effective Date: September 01 2015

SERATOSA INC COM

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: September 01 2015

ACURA PHARMACEUTICALS INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: August 28 2015

RENTECH INC COM

Reverse share split. Every 1 share held will become 10 share

Effective Date: August 20 2015

UNION EQUITY INC

Reverse share split. Every 1 share held will become 0.0007 share

Effective Date: August 13 2015

CHAMPIONS ONCOLOGY INC

Reverse share split. Every 12 share held will become 1 share

Effective Date: August 12 2015

NORTH AMERICAN PALLADIUM LTD

Reverse share split. Every 10 share held will become 1 share

Effective Date: August 10 2015

AMPLIPHI BIOSCIENCES CORPORATION

Reverse share split. Every 50 share held will become 1 share

Effective Date: August 07 2015

ARCH COAL INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: August 04 2015

MIDSTATES PETE CO

Reverse share split. Every 10 share held will become 1 share

Effective Date: August 04 2015

SANCHEZ PRODTN PARTNERS LP

Reverse share split. Every 10 share held will become 1 share

Effective Date: August 04 2015

MINERCO RESOURCES

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

STELLAR BIOTECH

Reverse Share Split

Notice Date: September 01 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DOMARK INTERNATIONAL INC

Reverse Share Split

Notice Date: August 28 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VRINGO INC

Reverse Share Split

Notice Date: August 25 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WEBSAFETY INC

Reverse Share Split

Notice Date: August 25 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOURCE GOLD CORP

Reverse Share Split

Notice Date: August 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DENISON MINES CORP COM

Reverse Share Split

Notice Date: August 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHS ETF

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHS ETF

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHS ETF

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHS ETF

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHS ETF

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHS ETF

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ECHELON CORP

Reverse Share Split

Notice Date: August 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RESOLUTE ENERGY

Reverse Share Split

Notice Date: August 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FXCM INC

Reverse Share Split

Notice Date: August 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GRID PETROLEUM

Reverse Share Split

Notice Date: July 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEABODY ENERGY CORP

Reverse Share Split

Notice Date: July 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OPEXA THERAPEUTICS INC

Reverse Share Split

Notice Date: July 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ANAVEX LIFE SCIENCES CORP

Reverse Share Split

Notice Date: July 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC

Reverse Share Split

Notice Date: July 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARCA BIOPHARMA INC

Reverse Share Split

Notice Date: June 25 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAMCURE INC

Reverse Share Split

Notice Date: June 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLAR WIND ENERGY TOWER INC

Reverse Share Split

Notice Date: June 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HANSEN MEDICAL INC

Reverse Share Split

Notice Date: May 28 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MOLYCORP INC DELAWARE

Reverse Share Split

Notice Date: May 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHROMADEX CORPORATION

Reverse Share Split

Notice Date: April 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHA NATURAL RESOURCES INC

Reverse Share Split

Notice Date: March 13 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARMOUR RESIDENTIAL REIT INC

Reverse share split. Every 8 share held will become 1 share

Effective Date: August 03 2015

HEMP INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: July 31 2015

INTERNATIONAL STEM CELL CORP COM

Reverse share split. Every 1 share held will become 0.0067 share

Effective Date: July 29 2015

VERITEQ CORPORATION

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: July 29 2015

EUROSEAS LTD

Reverse share split. Every 10 share held will become 1 share

Effective Date: July 23 2015

GOLD & SILVER MINING NEVADA INC

Reverse share split. Every 1 share held will become 0.0008 share

Effective Date: July 22 2015

XG TECHNOLOGY INC COM

Reverse share split. Every 20 share held will become 1 share

Effective Date: July 20 2015

AXION POWER INTERNATIONAL INC

Reverse share split. Every 35 share held will become 1 share

Effective Date: July 14 2015

KALOBIOS PHARMACEUTICALS INC

Reverse share split. Every 8 share held will become 1 share

Effective Date: July 14 2015

MAGELLAN PETROLEUM CORP

Reverse share split. Every 8 share held will become 1 share

Effective Date: July 13 2015

BG MEDICINE INC

Reverse share split. Every 4 share held will become 1 share

Effective Date: July 09 2015

BIORESTORATIVE THERAPIES INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: July 07 2015

FXCM INC

Reverse Share Split

Notice Date: August 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GRID PETROLEUM

Reverse Share Split

Notice Date: July 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PEABODY ENERGY CORP

Reverse Share Split

Notice Date: July 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNION EQUITY INC

Reverse Share Split

Notice Date: July 30 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOLIFE TECHNOLOGIES INC

Reverse Share Split

Notice Date: July 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OPEXA THERAPEUTICS INC

Reverse Share Split

Notice Date: July 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ANAVEX LIFE SCIENCES CORP

Reverse Share Split

Notice Date: July 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INVENTERGY GLOBAL INC

Reverse Share Split

Notice Date: July 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NORTH AMERICAN PALLADIUM

Reverse Share Split

Notice Date: July 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARCH COAL INC COM

Reverse Share Split

Notice Date: July 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARCA BIOPHARMA INC

Reverse Share Split

Notice Date: June 25 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ACURA PHARMACEUTICALS INC

Reverse Share Split

Notice Date: June 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAMCURE INC

Reverse Share Split

Notice Date: June 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLAR WIND ENERGY TOWER INC

Reverse Share Split

Notice Date: June 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HANSEN MEDICAL INC

Reverse Share Split

Notice Date: May 28 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MOLYCORP INC DELAWARE

Reverse Share Split

Notice Date: May 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RENTECH INC

Reverse Share Split

Notice Date: April 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHROMADEX CORPORATION

Reverse Share Split

Notice Date: April 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AETERNA ZENTARIS INC

Reverse Share Split

Notice Date: March 27 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHAMPIONS ONCOLOGY INC

Reverse Share Split

Notice Date: March 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHA NATURAL RESOURCES INC

Reverse Share Split

Notice Date: March 13 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FUELCELL ENERGY INC

Reverse Share Split

Notice Date: February 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMPLIPHI BIOSCIENCES CORPORATION

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZOGENIX INC

Reverse share split. Every 8 share held will become 1 share

Effective Date: July 01 2015

FREESEAS INC

Reverse share split. Every 50 share held will become 1 share

Effective Date: June 26 2015

CREDIT SUISSE NASSAU VELOCITYSHARES 2X LONG VIX ETN (S&P500) (TVIX)

Reverse share split. Every 10 share held will become 1 share

Effective Date: June 23 2015

PERSEON CORP (PRSN)

Reverse share split. Every 10 share held will become 1 share

Effective Date: June 23 2015

EPAZZ INC

Reverse share split. Every 1 share held will become 0.0008 share

Effective Date: June 19 2015

PERSHING GOLD CORP

Reverse share split. Every 18 share held will become 1 share

Effective Date: June 18 2015

RUTHIGEN INC COM

Reverse share split. Every 2.5 share held will become 1 share

Effective Date: June 16 2015

HANWHA Q CELLS CO LTD

Reverse share split. Every 10 share held will become 1 share

Effective Date: June 15 2015

GOLD & SILVER MINING NEVADA INC

Reverse Share Split

Notice Date: July 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARCH COAL INC COM

Reverse Share Split

Notice Date: July 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARCA BIOPHARMA INC

Reverse Share Split

Notice Date: June 25 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ACURA PHARMACEUTICALS INC

Reverse Share Split

Notice Date: June 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAMCURE INC

Reverse Share Split

Notice Date: June 24 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SOLAR WIND ENERGY TOWER INC

Reverse Share Split

Notice Date: June 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARMOUR RESIDENTIAL REIT INC

Reverse Share Split

Notice Date: June 19 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BLUE DIAMOND VENTURES INC

Reverse Share Split

Notice Date: June 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: June 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

COCRYSTAL PHARMA INC

Reverse Share Split

Notice Date: June 03 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAGELLAN PETROLEUM CORP

Reverse Share Split

Notice Date: June 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VERITEQ CORPORATION

Reverse Share Split

Notice Date: June 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HANSEN MEDICAL INC

Reverse Share Split

Notice Date: May 28 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OILSANDS QUEST INC

Reverse Share Split

Notice Date: May 19 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BG MEDICINE INC

Reverse Share Split

Notice Date: May 14 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

KALOBIOS PHARMACEUTICALS INC

Reverse Share Split

Notice Date: May 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MOLYCORP INC DELAWARE

Reverse Share Split

Notice Date: May 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC

Reverse Share Split

Notice Date: May 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RENTECH INC

Reverse Share Split

Notice Date: April 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XG TECHNOLOGY INC

Reverse Share Split

Notice Date: April 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MIDSTATES PETE CO

Reverse Share Split

Notice Date: April 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BIORESTORATIVE THERAPIES INC

Reverse Share Split

Notice Date: April 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHROMADEX CORPORATION

Reverse Share Split

Notice Date: April 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AETERNA ZENTARIS INC

Reverse Share Split

Notice Date: March 27 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HALCON RES CORP

Reverse Share Split

Notice Date: March 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHAMPIONS ONCOLOGY INC

Reverse Share Split

Notice Date: March 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHA NATURAL RESOURCES INC

Reverse Share Split

Notice Date: March 13 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL

Reverse Share Split

Notice Date: March 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FUELCELL ENERGY INC

Reverse Share Split

Notice Date: February 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL STEEL HOLDINGS INC

Reverse Share Split

Notice Date: December 04 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMPLIPHI BIOSCIENCES CORPORATION

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTL STEM CELL CORPORATION

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

METABOLIX INC

Reverse share split. Every 6 share held will become 1 share

Effective Date: May 27 2015

EMERALD OIL INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: May 21 2015

LEXICON PHARMACEUTICALS INC

Reverse share split. Every 7 share held will become 1 share

Effective Date: May 21 2015

DIREXION SHARES ETF TRUST DAILY FTSE CHINA BEAR 3X SHS (YANG)

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 20 2015

DIREXION SHARES ETF TRUST DAILY LATIN AMERN BULL 3X S (LBJ)

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 20 2015

DIREXION SHARES ETF TRUST DAILY NAT GAS RELATED BULL 3X SHS (GASL)

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 20 2015

DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR BEAR 3X SHS (SOXS)

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 20 2015

DIREXION SHARES ETF TRUST DIREXION DAILY BRAZIL BULL 3X SHS (BRZU)

Reverse share split. Every 10 share held will become 1 share

Effective Date: May 20 2015

PROSHARES TRUST II ULTRA BLOOMBERG COMMODITY (UCD)

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 20 2015

PROSHARES TRUST II ULTRA BLOOMBERG CRUDE OIL (UCO)

Reverse share split. Every 5 share held will become 1 share

Effective Date: May 20 2015

PROSHARES TRUST II ULTRA BLOOMBERG NATURAL GAS (BOIL)

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 20 2015

PROSHARES TRUST II ULTRA VIX SH TRM FUTURE (UVXY)

Reverse share split. Every 5 share held will become 1 share

Effective Date: May 20 2015

PROSHARES TRUST PSHS SHTRUSS2000 (RWM)

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 20 2015

PROSHARES TRUST ULTRASHORT REAL ESTATE (SRS)

Reverse share split. Every 4 share held will become 1 share

Effective Date: May 20 2015

ONCOSEC MEDICAL INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: May 18 2015

REAL GOODS SOLAR INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: May 18 2015

FREESEAS INC

Reverse share split. Every 7.5 share held will become 1 share

Effective Date: May 11 2015

REGADO BIOSCIENCES INC

Reverse share split. Every 9 share held will become 1 share

Effective Date: May 05 2015

TBC GLOBAL NEWS NETWORK INC

Reverse share split. Every 3000 share held will become 1 share

Effective Date: April 27 2015

WINDSTREAM HLDGS INC

Reverse share split. Every 6 share held will become 1 share

Effective Date: April 27 2015

HANWHA Q CELLS CO LTD

Reverse Share Split

Notice Date: June 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MAGELLAN PETROLEUM CORP

Reverse Share Split

Notice Date: June 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VERITEQ CORPORATION

Reverse Share Split

Notice Date: June 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OCULUS INNOVATIVE SCIENCES INC

Reverse Share Split

Notice Date: May 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HANSEN MEDICAL INC

Reverse Share Split

Notice Date: May 28 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OILSANDS QUEST INC

Reverse Share Split

Notice Date: May 19 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EPAZZ INC

Reverse Share Split

Notice Date: May 15 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BG MEDICINE INC

Reverse Share Split

Notice Date: May 14 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

KALOBIOS PHARMACEUTICALS INC

Reverse Share Split

Notice Date: May 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MOLYCORP INC DELAWARE

Reverse Share Split

Notice Date: May 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RUTHIGEN INC

Reverse Share Split

Notice Date: May 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL MOLY INC

Reverse Share Split

Notice Date: May 05 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AXION PWR INTL INC

Reverse Share Split

Notice Date: May 04 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZOGENIX INC

Reverse Share Split

Notice Date: April 29 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNOCELLULAR THERAPEUTICS LTD

Reverse Share Split

Notice Date: April 21 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RENTECH INC

Reverse Share Split

Notice Date: April 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XG TECHNOLOGY INC

Reverse Share Split

Notice Date: April 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MIDSTATES PETE CO

Reverse Share Split

Notice Date: April 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BIORESTORATIVE THERAPIES INC

Reverse Share Split

Notice Date: April 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHROMADEX CORPORATION

Reverse Share Split

Notice Date: April 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PERSEON CORP

Reverse Share Split

Notice Date: April 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AETERNA ZENTARIS INC

Reverse Share Split

Notice Date: March 27 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HALCON RES CORP

Reverse Share Split

Notice Date: March 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHAMPIONS ONCOLOGY INC

Reverse Share Split

Notice Date: March 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHA NATURAL RESOURCES INC

Reverse Share Split

Notice Date: March 13 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL

Reverse Share Split

Notice Date: March 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FUELCELL ENERGY INC

Reverse Share Split

Notice Date: February 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ACCELPATH INC

Reverse Share Split

Notice Date: January 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PERSHING GOLD CORP

Reverse Share Split

Notice Date: December 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL STEEL HOLDINGS INC

Reverse Share Split

Notice Date: December 04 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMPLIPHI BIOSCIENCES CORPORATION

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CONTRAVIR PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTL STEM CELL CORPORATION

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEDGEPATH PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GEVO INC

Reverse share split. Every 15 share held will become 1 share

Effective Date: April 21 2015

ROCK CREEK PHARMACEUTICALS INC

Reverse share split. Every 25 share held will become 1 share

Effective Date: April 14 2015

CERES INC

Reverse share split. Every 8 share held will become 1 share

Effective Date: April 09 2015

NANOSPHERE INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: April 09 2015

INVIVO THERAPEUTICS HOLDING CORP

Reverse share split. Every 4 share held will become 1 share

Effective Date: April 08 2015

POSITRON CORP

Reverse share split. Every 400 share held will become 1 share

Effective Date: April 08 2015

ROTATE BLACK INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: April 08 2015

CHIMERA INVESTMENT CORPORATION

Reverse share split. Every 5 share held will become 1 share

Effective Date: April 06 2015

SAMSON OIL&GAS LTD

Reverse share split. Every 10 share held will become 1 share

Effective Date: March 30 2015

AMERICAN SUPERCONDUCTOR CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: March 25 2015

ECO BUILDING PRODUCTS INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: March 20 2015

IHOOKUP SOCIAL INC

Reverse share split. Every 100 share held will become 1 share

Effective Date: March 19 2015

DIREXION SHARES ETF TRUST DAILY FTSE CHINA BEAR 3X SHS

Reverse Share Split

Notice Date: April 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY LATIN AMERN BULL 3X S

Reverse Share Split

Notice Date: April 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY NAT GAS RELATED BULL 3X SHS

Reverse Share Split

Notice Date: April 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY RUSSIA BEAR 3X SHS

Reverse Share Split

Notice Date: April 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR BEAR 3X SHS

Reverse Share Split

Notice Date: April 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DIREXION SHARES ETF TRUST DIREXION DAILY BRAZIL BULL 3X SHS

Reverse Share Split

Notice Date: April 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IMMUNOCELLULAR THERAPEUTICS LTD

Reverse Share Split

Notice Date: April 21 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TBC GLOBAL NEWS NETWORK INC

Reverse Share Split

Notice Date: April 21 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RENTECH INC

Reverse Share Split

Notice Date: April 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

XG TECHNOLOGY INC

Reverse Share Split

Notice Date: April 17 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EMERALD OIL INC

Reverse Share Split

Notice Date: April 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MIDSTATES PETE CO

Reverse Share Split

Notice Date: April 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BIORESTORATIVE THERAPIES INC

Reverse Share Split

Notice Date: April 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHROMADEX CORPORATION

Reverse Share Split

Notice Date: April 08 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MABWE MINERALS INC

Reverse Share Split

Notice Date: April 07 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ONCOSEC MEDICAL INCORPORATED

Reverse Share Split

Notice Date: April 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PERSEON CORP

Reverse Share Split

Notice Date: April 02 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AETERNA ZENTARIS INC

Reverse Share Split

Notice Date: March 27 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HALCON RES CORP

Reverse Share Split

Notice Date: March 20 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REAL GOODS SOLAR INC

Reverse Share Split

Notice Date: March 18 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHAMPIONS ONCOLOGY INC

Reverse Share Split

Notice Date: March 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ALPHA NATURAL RESOURCES INC

Reverse Share Split

Notice Date: March 13 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GTX INC DEL

Reverse Share Split

Notice Date: March 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LEXICON PHARMACEUTICALS INC

Reverse Share Split

Notice Date: February 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FUELCELL ENERGY INC

Reverse Share Split

Notice Date: February 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ACCELPATH INC

Reverse Share Split

Notice Date: January 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WINDSTREAM HLDGS INC COM

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PERSHING GOLD CORP

Reverse Share Split

Notice Date: December 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL STEEL HOLDINGS INC

Reverse Share Split

Notice Date: December 04 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FREESEAS INC

Reverse Share Split

Notice Date: November 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMPLIPHI BIOSCIENCES CORPORATION

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CONTRAVIR PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTL STEM CELL CORPORATION

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEDGEPATH PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

METABOLIX INC

Reverse Share Split

Notice Date: September 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: August 12 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PATRIOT NATIONAL BANCORP INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: March 04 2015

AMERICAN LIBERTY PETE CORP

Reverse share split. Every 17 share held will become 1 share

Effective Date: March 02 2015

ENTERTAIMENT GAMING ASIA INCORPORT

Reverse Share Split

Notice Date: February 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WISEMOBI INC

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: February 23 2015

OILSANDS QUEST INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: February 18 2015

GTX INC DEL

Reverse Share Split

Notice Date: March 10 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GEVO INC

Reverse Share Split

Notice Date: February 26 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NANOSPHERE INC

Reverse Share Split

Notice Date: February 25 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

LEXICON PHARMACEUTICALS INC

Reverse Share Split

Notice Date: February 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FUELCELL ENERGY INC

Reverse Share Split

Notice Date: February 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN SUPERCONDUCTOR CORP

Reverse Share Split

Notice Date: January 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ACCELPATH INC

Reverse Share Split

Notice Date: January 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IHOOKUP SOCIAL INC

Reverse Share Split

Notice Date: January 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC

Reverse Share Split

Notice Date: December 29 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WINDSTREAM HLDGS INC COM

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PERSHING GOLD CORP

Reverse Share Split

Notice Date: December 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL STEEL HOLDINGS INC

Reverse Share Split

Notice Date: December 04 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FREESEAS INC

Reverse Share Split

Notice Date: November 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMPLIPHI BIOSCIENCES CORPORATION

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

POSITRON CORP

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CONTRAVIR PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTL STEM CELL CORPORATION

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEDGEPATH PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

METABOLIX INC

Reverse Share Split

Notice Date: September 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: August 12 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IKANOS COMUNICATIONS

Reverse share split. Every 10 share held will become 1 share

Effective Date: February 12 2015

TGC INDUSTRIES INC

Reverse share split. Every 3 share held will become 1 share

Effective Date: February 12 2015

VERITEQ CORPORATION

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: February 11 2015

SILVERSUN TECHNOLOGIES INC

Reverse share split. Every 30 share held will become 1 share

Effective Date: February 04 2015

SONUS NETWORKS INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: January 30 2015

GENETIC TECHNOLOGIES

Reverse share split. Every 5 share held will become 1 share

Effective Date: January 20 2015

BRAZIL GOLD CORP

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: January 12 2015

ARMCO METALS HLDGS INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: January 09 2015

FOUNDATION HEALTHCARE INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: January 09 2015

WISEMOBI INC

Reverse Share Split

Notice Date: February 06 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN SUPERCONDUCTOR CORP

Reverse Share Split

Notice Date: January 23 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: January 22 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMERICAN LIBERTY PETE CORP

Reverse Share Split

Notice Date: January 16 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ACCELPATH INC

Reverse Share Split

Notice Date: January 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IHOOKUP SOCIAL INC

Reverse Share Split

Notice Date: January 12 2015

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC

Reverse Share Split

Notice Date: December 29 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WINDSTREAM HLDGS INC COM

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PERSHING GOLD CORP

Reverse Share Split

Notice Date: December 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL STEEL HOLDINGS INC

Reverse Share Split

Notice Date: December 04 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FREESEAS INC

Reverse Share Split

Notice Date: November 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMPLIPHI BIOSCIENCES CORPORATION

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

POSITRON CORP

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OILSANDS QUEST INC

Reverse Share Split

Notice Date: November 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CONTRAVIR PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTL STEM CELL CORPORATION

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEDGEPATH PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

METABOLIX INC

Reverse Share Split

Notice Date: September 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: August 12 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CORNERSTONE PROGRESSIVE RETURN FD (Ticker: CFP)

Reverse share split. Every 4 share held will become 1 share

Effective Date: December 29 2014

CORNERSTONE STRATEGIC VALUE FD (Ticker: CLM)

Reverse share split. Every 4 share held will become 1 share

Effective Date: December 29 2014

DIREXION SHARES ETF TRUST DAILY RUSSIA BULL 3X SHS NE

Reverse share split. Every 6 share held will become 1 share

Effective Date: December 23 2014

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS IDX BULL 3X

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 23 2014

OI SA (Ticker OIBR)

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 22 2014

OI SA (Ticker OIBRC)

Reverse share split. Every 10 share held will become 1 share

Effective Date: December 22 2014

BEBIDA BEVERAGE CO

Reverse share split. Every 100 share held will become 1 share

Effective Date: December 18 2014

SINO AGRO FOODS INC

Reverse share split. Every 99 share held will become 10 share

Effective Date: December 16 2014

IRONWOOD GOLD CORP

Reverse share split. Every 1 share held will become 0.0025 share

Effective Date: December 12 2014

CYTOSORBENTS CORP

Reverse share split. Every 25 share held will become 1 share

Effective Date: December 05 2014

AMARILLO BIOSCIENCES

Reverse share split. Every 19 share held will become 1 share

Effective Date: November 20 2014

BIO SOLUTIONS CORP

Reverse share split. Every 50 share held will become 1 share

Effective Date: November 17 2014

SILVERSUN TECHNOLOGIES INC

Reverse Share Split

Notice Date: December 31 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CERES INC

Reverse Share Split

Notice Date: December 29 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WINDSTREAM HLDGS INC COM

Reverse Share Split

Notice Date: December 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PERSHING GOLD CORP

Reverse Share Split

Notice Date: December 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENERAL STEEL HOLDINGS INC

Reverse Share Split

Notice Date: December 04 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FOUNDATION HEALTHCARE INC

Reverse Share Split

Notice Date: November 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

FREESEAS INC

Reverse Share Split

Notice Date: November 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VERITEQ CORPORATION

Reverse Share Split

Notice Date: November 14 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

AMPLIPHI BIOSCIENCES CORPORATION

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

POSITRON CORP

Reverse Share Split

Notice Date: November 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OILSANDS QUEST INC

Reverse Share Split

Notice Date: November 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CONTRAVIR PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTL STEM CELL CORPORATION

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BRAZIL GOLD CORP

Reverse Share Split

Notice Date: October 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TGC INDUSTRIES INC

Reverse Share Split

Notice Date: October 10 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEDGEPATH PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SONUS NETWORKS INC

Reverse Share Split

Notice Date: October 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HIPCRICKET INC

Reverse Share Split

Notice Date: September 25 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

METABOLIX INC

Reverse Share Split

Notice Date: September 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: August 12 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DYNAVAX TECHNOLOGIES CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: November 10 2014

PROSHARES ULTRASHORT FINANCIAL

Reverse share split. Every 4 share held will become 1 share

Effective Date: November 06 2014

TIMBERLINE RESOURCES CORP

Reverse share split. Every 12 share held will become 1 share

Effective Date: October 31 2014

APPLIED DNA SCIENCES INC

Reverse share split. Every 60 share held will become 1 share

Effective Date: October 29 2014

SMART VENTURES INC

Reverse share split. Every 1 share held will become 0.002 share

Effective Date: October 29 2014

WILLOW CREEK ENTERPRISES INC

Reverse share split. Every 1 share held will become 0.001 share

Effective Date: October 27 2014

OILSANDS QUEST INC

Reverse Share Split

Notice Date: November 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CYTOSORBENTS CORP

Reverse Share Split

Notice Date: October 27 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CONTRAVIR PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTL STEM CELL CORPORATION

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OI SA (CUSIP: 670851104)

Reverse Share Split

Notice Date: October 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OI SA (CUSIP: 670851203)

Reverse Share Split

Notice Date: October 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BRAZIL GOLD CORP

Reverse Share Split

Notice Date: October 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TGC INDUSTRIES INC

Reverse Share Split

Notice Date: October 10 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEDGEPATH PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SONUS NETWORKS INC

Reverse Share Split

Notice Date: October 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HIPCRICKET INC

Reverse Share Split

Notice Date: September 25 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

METABOLIX INC

Reverse Share Split

Notice Date: September 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: September 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: August 12 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IRONWOOD GOLD CORP

Reverse Share Split

Notice Date: June 24 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: March 06 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEWCASTLE INVESTMENT CORP

Reverse share split. Every 2 share held will become 1 share

Effective Date: October 23 2014

NEW RESIDENTIAL INVT CORP

Reverse share split. Every 2 share held will become 1 share

Effective Date: October 20 2014

EPAZZ INC

Reverse share split. Every 1 share held will become 0.0001 share

Effective Date: October 06 2014

CONTRAVIR PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTL STEM CELL CORPORATION

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSHARES TRUST PSHS ULTSHT FINL

Reverse Share Split

Notice Date: October 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OI SA (CUSIP: 670851104)

Reverse Share Split

Notice Date: October 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

OI SA (CUSIP: 670851203)

Reverse Share Split

Notice Date: October 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BRAZIL GOLD CORP

Reverse Share Split

Notice Date: October 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TGC INDUSTRIES INC

Reverse Share Split

Notice Date: October 10 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HEDGEPATH PHARMACEUTICALS INC

Reverse Share Split

Notice Date: October 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

WILLOW CREEK ENTERPRISES INC

Reverse Share Split

Notice Date: October 07 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SONUS NETWORKS INC

Reverse Share Split

Notice Date: October 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HIPCRICKET INC

Reverse Share Split

Notice Date: September 25 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

METABOLIX INC

Reverse Share Split

Notice Date: September 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: September 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: August 12 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

APPLIED DNA SCIENCES INC

Reverse Share Split

Notice Date: July 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IRONWOOD GOLD CORP

Reverse Share Split

Notice Date: June 24 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DYNAVAX TECHNOLOGIES CORP

Reverse Share Split

Notice Date: April 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TIMBERLINE RESOURCES CORP

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: March 06 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BRAINSTROM CELL THERAPEUTICS

Reverse share split. Every 15 share held will become 1 share

Effective Date: September 16 2014

BODY CENT CORP

Reverse share split. Every 10 share held will become 1 share

Effective Date: September 09 2014

ELAYAWAY INC

Reverse share split. Every 1 share held will become 0.005 share

Effective Date: September 08 2014

ACCELPATH INC

Reverse share split. Every 250 share held will become 1 share

Effective Date: September 04 2014

ADVANCED CELL TECHNOLOGY INC

Reverse share split. Every 100 share held will become 1 share

Effective Date: August 28 2014

ASCENT SOLAR TECHNOLOGIES INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: August 27 2014

SOLAR GOLD LTD

Reverse share split. Every 50 share held will become 1 share

Effective Date: August 22 2014

NEWCASTLE INVESTMENT CORP

Reverse share split. Every 3 share held will become 1 share

Effective Date: August 19 2014

METABOLIX INC

Reverse Share Split

Notice Date: September 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

RADNET INC

Reverse Share Split

Notice Date: September 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

EPAZZ INC

Reverse Share Split

Notice Date: August 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: August 12 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEW RESIDENTIAL INVT CORP

Reverse Share Split

Notice Date: August 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

APPLIED DNA SCIENCES INC

Reverse Share Split

Notice Date: July 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IRONWOOD GOLD CORP

Reverse Share Split

Notice Date: June 24 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DYNAVAX TECHNOLOGIES CORP

Reverse Share Split

Notice Date: April 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARMCO METALS HLDGS INC

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TIMBERLINE RESOURCES CORP

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: March 06 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IVANHOE ENERGY INC

Reverse share split. Every 7 shares held will become 1 share

Effective Date: August 18 2014

INTELLICHECK MOBILISA INC

Reverse share split. Every 1 share held will become 0.125 share

Effective Date: August 13 2014

GLOBOTEK HOLDINGS INC

Reverse share split. Every 58 shares held will become 1 share

Effective Date: August 12 2014

S2C GLOBAL SYSTEMS INC

Reverse share split. Every 1 share held will become 0.0033 share

Effective Date: August 06 2014

SOLAR GOLD LTD

Reverse Share Split

Notice Date: August 13 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

MARINA BIOTECH INC

Reverse Share Split

Notice Date: August 12 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEW RESIDENTIAL INVT CORP

Reverse Share Split

Notice Date: August 11 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ACCELPATH INC

Reverse Share Split

Notice Date: August 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BODY CENT CORP

Reverse Share Split

Notice Date: July 29 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

APPLIED DNA SCIENCES INC

Reverse Share Split

Notice Date: July 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BRAINSTROM CELL THERAPEUTICS

Reverse Share Split

Notice Date: July 14 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ELAYAWAY INC

Reverse Share Split

Notice Date: July 03 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IRONWOOD GOLD CORP

Reverse Share Split

Notice Date: June 24 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DYNAVAX TECHNOLOGIES CORP

Reverse Share Split

Notice Date: April 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARMCO METALS HLDGS INC

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TIMBERLINE RESOURCES CORP

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: March 06 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ADVANCED CELL TECHNOLOGY INC

Reverse Share Split

Notice Date: August 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DEMAND MEDIA INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: August 04 2014

BACTERIN INTERNATIONAL HOLDINGS INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: July 25 2014

ZALICUS INC

Reverse share split. Every 1 share held will become 0.1 share

Effective Date: July 16 2014

NEWLEAD HOLDINGS LTD

Reverse share split. Every 50 share held will become 1 share

Effective Date: July 15 2014

VENTRUS BIOSCIENCES INC

Reverse share split. Every 5 share held will become 1 share

Effective Date: July 14 2014

MELA SCIENCES INC

Reverse share split. Every 10 share held will become 1 share

Effective Date: July 10 2014

BODY CENT CORP

Reverse Share Split

Notice Date: July 29 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

APPLIED DNA SCIENCES INC

Reverse Share Split

Notice Date: July 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IVANHOE ENERGY INC

Reverse Share Split

Notice Date: July 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BRAINSTROM CELL THERAPEUTICS

Reverse Share Split

Notice Date: July 14 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GLOBOTEK HOLDINGS INC

Reverse Share Split

Notice Date: July 14 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ELAYAWAY INC

Reverse Share Split

Notice Date: July 03 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTELLICHECK MOBILISA INC

Reverse Share Split

Notice Date: June 25 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IRONWOOD GOLD CORP

Reverse Share Split

Notice Date: June 24 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DYNAVAX TECHNOLOGIES CORP

Reverse Share Split

Notice Date: April 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARMCO METALS HLDGS INC

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TIMBERLINE RESOURCES CORP

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: March 06 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHAMPIONS ONCOLOGY INC

Reverse Share Split

Notice Date: September 26 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNIVERSAL POTASH CORP

Reverse Share Split

Notice Date: September 02 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ADVANCED CELL TECHNOLOGY INC

Reverse Share Split

Notice Date: August 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

KENDER ENERGY INC

Reverse share split. Every 500 share held will become 1 share

Effective Date: July 02 2014

GASCO ENERGY INC

Reverse share split. Every 165059389 share held will become 1 share

Effective Date: July 01 2014

1ST NRG CORP

Reverse share split. Every 1 share held will become 0.00005 share

Effective Date: June 23 2014

MELA SCIENCES INC

Reverse Share Split

Notice Date: July 04 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ELAYAWAY INC

Reverse Share Split

Notice Date: July 03 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INTELLICHECK MOBILISA INC

Reverse Share Split

Notice Date: June 25 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IRONWOOD GOLD CORP

Reverse Share Split

Notice Date: June 24 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

VENTRUS BIOSCIENCES INC

Reverse Share Split

Notice Date: June 24 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

BACTERIN INTERNATIONAL HOLDINGS INC

Reverse Share Split

Notice Date: June 10 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZALICUS INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DYNAVAX TECHNOLOGIES CORP

Reverse Share Split

Notice Date: April 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARMCO METALS HLDGS INC

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TIMBERLINE RESOURCES CORP

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: March 06 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHAMPIONS ONCOLOGY INC

Reverse Share Split

Notice Date: September 26 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNIVERSAL POTASH CORP

Reverse Share Split

Notice Date: September 02 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ADVANCED CELL TECHNOLOGY INC

Reverse Share Split

Notice Date: August 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CELLECTAR BIOSCIENCES INC

Reverse share split. Every 20 share held will become 1 share

Effective Date: June 16 2014

WORLD ASSURANCE GROUP INC

Reverse share split. Every 50 share held will become 1 share

Effective Date: June 16 2014

MAJESCO ENTERTAINMENT COMPANY

Reverse share split. Every 7 share held will become 1 share

Effective Date: June 13 2014

EON COMMUNICATIONS CORP

Reverse share split. Every 2 share held will become 1 share

Effective Date: June 09 2014

INOVIO PHARMACEUTICALS INC

Reverse share split. Every 4 share held will become 1 share

Effective Date: June 05 2014

NEOMEDIA TECHNOLOGIES INC

Reverse share split. Every 15 share held will become 1 share

Effective Date: May 29 2014

BACTERIN INTERNATIONAL HOLDINGS INC

Reverse Share Split

Notice Date: June 10 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZALICUS INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DYNAVAX TECHNOLOGIES CORP

Reverse Share Split

Notice Date: April 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HERTZ GLOBAL HOLDINGS INC

Reverse Share Split

Notice Date: April 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARMCO METALS HLDGS INC

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TIMBERLINE RESOURCES CORP

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: March 06 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHAMPIONS ONCOLOGY INC

Reverse Share Split

Notice Date: September 26 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNIVERSAL POTASH CORP

Reverse Share Split

Notice Date: September 02 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ADVANCED CELL TECHNOLOGY INC

Reverse Share Split

Notice Date: August 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IDENTIVE GROUP INC

Reverse share split. Every 1 share held will become 0.1 share

Effective Date: May 27 2014

ARADIGM CORP

Reverse share split. Every 40 share held will become 1 share

Effective Date: May 23 2014

SYNOVUS FINANCIAL CORP

Reverse share split. Every 7 share held will become 1 share

Effective Date: May 16 2014

NEWLEAD HOLDINGS LTD

Reverse share split. Every 50 share held will become 1 share

Effective Date: May 15 2014

INOVIO PHARMACEUTICALS INC

Reverse Share Split

Notice Date: May 26 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZALICUS INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DYNAVAX TECHNOLOGIES CORP

Reverse Share Split

Notice Date: April 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HERTZ GLOBAL HOLDINGS INC

Reverse Share Split

Notice Date: April 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARMCO METALS HLDGS INC

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TIMBERLINE RESOURCES CORP

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: March 06 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEOMEDIA TECHNOLOGIES INC

Reverse Share Split

Notice Date: February 27 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHAMPIONS ONCOLOGY INC

Reverse Share Split

Notice Date: September 26 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNIVERSAL POTASH CORP

Reverse Share Split

Notice Date: September 02 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ADVANCED CELL TECHNOLOGY INC

Reverse Share Split

Notice Date: August 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HYDROCARB ENERGY CORP

Reverse share split. Every 3 share held will become 1 share

Effective Date: May 08 2014

JAGUAR MINING INC

Reverse share split. Every 86.39636 share held will become 1 share

Effective Date: May 01 2014

HOME HEALTH INTL INC

Reverse share split. Every 0.0004 share held will become 1 share

Effective Date: April 29 2014

TITAN IRON ORE CORP

Reverse share split. Every 20 share held will become 1 share

Effective Date: April 29 2014

CAMAC ENERGY INC

Reverse Share Split

Notice Date: April 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

IDENTIVE GROUP INC

Reverse Share Split

Notice Date: April 22 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ASCENT SOLAR TECHNOLOGIES INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ZALICUS INC

Reverse Share Split

Notice Date: April 21 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

DYNAVAX TECHNOLOGIES CORP

Reverse Share Split

Notice Date: April 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

HERTZ GLOBAL HOLDINGS INC

Reverse Share Split

Notice Date: April 15 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

REXAHN PHARMACEUTICALS INC

Reverse Share Split

Notice Date: April 01 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

INOVIO PHARMACEUTICALS INC

Reverse Share Split

Notice Date: March 31 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARADIGM CORP

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ARMCO METALS HLDGS INC

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

TIMBERLINE RESOURCES CORP

Reverse Share Split

Notice Date: March 20 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

PROSPECT GLOBAL RESOURCES INC

Reverse Share Split

Notice Date: March 19 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

SYNOVUS FINANCIAL CORP

Reverse Share Split

Notice Date: March 17 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

GENEREX BIOTECHNOLOGY CORP

Reverse Share Split

Notice Date: March 06 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

NEOMEDIA TECHNOLOGIES INC

Reverse Share Split

Notice Date: February 27 2014

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

CHAMPIONS ONCOLOGY INC

Reverse Share Split

Notice Date: September 26 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

UNIVERSAL POTASH CORP

Reverse Share Split

Notice Date: September 02 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

ADVANCED CELL TECHNOLOGY INC

Reverse Share Split

Notice Date: August 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Clean Coal Technologies Inc

Reverse share split. Every 1 share held will become 35 shares.

Effective date: April 25 2014

Eworld Companies Inc

Reverse share split. Every 1 share held will become 50000 shares.

Effective date: April 25 2014

Aquagold International Inc

Reverse share split. Every 0.001 share held will become 1 share.

Effective date: April 10 2014

Overland Storange Inc

Reverse share split. Every 1 share held will become 5 shares.

Effective date: April 10 2014

Auckland International airport

Reverse share split. Every 9 shares held will become 10 shares.

Effective date: April 10 2014

Delcath Sys Inc Com

Reverse share split. Every 16 shares held will become 1 share.

Effective date: April 9 2014

American Oriental Bioengineering

Reverse share split. Every 1 shares held will become 0.002 share.

Effective date: April 3 2014

Promithian Global Ventures Inc (PGVI)

Reverse share split. Every 100 shares held will become 1 share.

Effective date: March 11 2014

Newlead Holdings Ltd

Reverse share split. Every 10 shares held will become 1 share.

Effective date: March 6 2014

Bio-Solutions Corp

Reverse share split. Every 10 shares held will become 1 share.

Effective date: Feb 26 2014

Uni Core Holdings Corp

Reverse share split. Every 1 share held will become 0.0002 share.

Effective date: Feb 25 2014

AIMS AMP Capital Industrial REIT (THE "REIT")

Renounceable underwritten rights issue of 92,512,712 new units in the REIT (the "Rights Units"), at an issue price of S$1.08 for each Rights Unit (the "Issue Price"), on the basis of seven (7) Rights Units for every forty (40) existing Units held (the "Rights Issue").

Please note the following:-

1. "Cum-Rights" period in the Ready and Unit Share Markets : 17 February 2014 to 19 February 2014
2. "Ex-Rights" period in the Ready and Unit Share Markets : 20 February 2014 to 24 February 2014
3. Record Date : 24 February 2014 (5.00 p.m.)
4. Last day for Buying-In on a Cum basis unless extended by the Exchange : 24 February 2014
5. Shares are good for delivery for sales on a Cum basis in the Buying-In Market if the shares are purchased on or before : 19 February 2014

Vodafone Group PLC

Reverse share split. Every 1 share held will become 0.545454 shares.

Effective date: Feb 24 2014

Datajack Inc

Reverse share split. Every 20 shares held will become 1 share.

Effective date: Feb 21 2014

Cereplast Inc

Reverse share split. Every 50 shares held will become 1 share.

Effective date: February 21 2014

Seven Arts Entertainment Inc

Reverse share split. Every 100 shares held will become 1 share.

Effective date: February 13 2014

Dare Biosciences Inc

Reverse share split. Every 5 shares held will become 1 share.

Effective date: February 10 2014

Herborium Group Inc

Reverse share split. Every 1,000 shares held will become 1 share.

Effective date: January 27 2014

Proshares Trust Ultra Short FTSE China 25 (FXP)

Reverse share split. Every 4 shares held will become 1 share.

Effective date: January 24 2014

Proshares Ultra VIX ETF

Reverse share split. Every 4 shares held will become 1 share.

Effective date: January 24 2014

Proshares Trust II Proshares Ultra Silver (AGQ)

Reverse share split. Every 4 shares held will become 1 share.

Effective date: January 24 2014

Proshares Trust PSHS Ultra Short QQQ (QID)

Reverse share split. Every 4 shares held will become 1 share.

Effective date: January 24 2014

Proshares Trust Ultra Short FTSE Europe (EPV)

Reverse share split. Every 4 shares held will become 1 share.

Effective date: January 24 2014

Proshares Trust Ultrapro Short Russell2000 New (SRTY)

Reverse share split. Every 4 shares held will become 1 share.

Effective date: January 24 2014

Proshares Trust Ultrapro Short S&P500 (SPXU)

Reverse share split. Every 4 shares held will become 1 share.

Effective date: January 24 2014

La Jolla Pharmaceutical Company

Reverse share split. Every 50 shares held will become 1 share.

Effective date: January 14 2014

Celsion Corp

Reverse share split. Every 9 shares held will become 2 shares.

Effective date: October 29 2013

Energy Fuels Inc

Reverse share split. Every 50 shares held will become 1 share.

Effective date: November 5 2013

Travelzoo Inc

Reverse share split. Every 25 shares held will become 1 share.

Followed immediately by a forward share split. Every 1 share held will become 25 shares.

Effective date: November 7 2013

Barclays Bank PLC iPath S&P 500 VIX

Reverse share split. Every 4 shares held will become 1 share.

Effective date: November 8 2013

Zoom Technologies

Reverse share split. Every 10 shares held will become 1 share.

Effective date: November 12 2013

Mobivity Holdings Corp

Reverse share split. Every 6 shares held will become 1 share.

Effective date: November 13 2013

Alliqua Inc

Reverse share split. Every 43.75 shares held will become 1 share.

Effective date: November 19 2013

Amarok Resources Inc

Reverse share split. Every 50 shares held will become 1 share.

Effective date: November 22 2013

Cornerstone Strategic Value Fund Inc

Cornerstone Strategic Value Fund Inc (CLM) issued non-transferable (non tradable) rights to holders as of record date October 28 2013 at a rate of 1 right for each share held. 3 rights plus an estimated subscription price of USD6.46 per share entitles the holder to buy 1 share of CLM, upon terms and conditions. Fractional shares will not be issued upon the exercise of the rights. The final subscription price per share will be the greater of (i) 107% of Net Asset Value (NAV) per share as calculated at the close of trading on the date of expiration of the offering and (ii) 90% of the market price per share at such time.

On October 11 2013, the last reported NAV per share was USD5.33 and the last reported sales price per share on the NYSE market was USD7.18.

Shares will be issued within the 15-day period immediately following the record date of the funds monthly distribution and stockholders exercising rights will not be entitled to receive such distribution with respect to the shares issued pursuant to such exercise.

Over-subscription

If all of the rights initially issued are not exercised, any shares for which subscriptions have not been received will be offered, by means of the additional subscription privilege, to record date stockholders who have exercised all of the rights initially issued to them and who wish to acquire more than the number of shares for which the rights held by them are exercisable.

If enough unsubscribed shares remain after the basic subscriptions have been exercised, all over-subscription requests will be honored in full. If sufficient shares are not available to honor all requests under the additional subscription privilege, the fund may, in its discretion, issue additional shares up to 100% of the shares available in the offering (or 6,316,568 shares for a total of 12,633,136 shares) to honor over-subscription requests, with such shares subject to the same terms and conditions of the offering. In the event that the subscription price is less than the estimated subscription price, over-allotment shares may be used by the fund to fulfill any shares subscribed for under the basic subscription. The method by which any unsubscribed shares or over-allotment shares (collectively, the excess shares) will be distributed and allocated pursuant to the additional subscription privilege is as follows:

(i) if there are sufficient excess shares to satisfy all additional subscriptions by stockholders exercising their rights under the additional subscription privilege, each such stockholder shall be allotted the number of shares which the stockholder requested.

(ii) if the aggregate number of shares subscribed for under the additional subscription privilege exceeds the number of excess shares, the excess shares will be allocated to record date stockholders who have exercised all of their rights in accordance with their additional subscription privilege request.

(iii) if there are not enough excess shares to fully satisfy all additional subscription privilege requests by record date stockholders pursuant to paragraph (2) above, the excess shares will be allocated among record date stockholders who have exercised all of their rights in proportion, not to the number of shares requested pursuant to the additional subscription privilege, but to the number of rights exercised by them, provided, however, that no stockholder shall be allocated a greater number of excess shares than such record date stockholder paid for and in no event shall the number of shares allocated in connection with the additional subscription privilege exceed 100 pct of the shares available in the offering. The formula to be used in allocating the excess shares under this paragraph is as follows: (rights exercised by over- subscribing record date stockholder divided by total rights exercised by all over-subscribing record date stockholders) multiplied by excess shares remaining.

The percentage of excess shares each over-subscriber may acquire will be rounded up to result in delivery of whole shares (fractional shares will not be issued).

Unexercised rights will expire null and void.

There is no withdrawal or guarantee of delivery feature on this event.

Shareholders have the following options:

Option 1:

Exercise the entitled rights and have any resulting excess amount paid by the stockholder refunded.

Option 2:

Oversubscribe and have any resulting excess amount paid by the stockholder refunded.

Option 3:

Exercise the entitled rights and in the event that the estimated subscription price is more than the final subscription price on the expiration date, any resulting excess amount paid by a stockholder will be used to purchase additional shares under the basic subscription.

Option 4:

Oversubscribe and in the event that the estimated subscription price is more than the final subscription price on the expiration date, any resulting excess amount paid by a stockholder will be used to purchase additional number of shares pursuant to the additional subscription privilege.

Option 5:

Take no action (Default option).

If we do not receive reply by November 26 2013, the option will default as "Take no action".

Deadline: November 26 2013

Paradigm Oil and Gas Inc

Reverse share split. Every 10 shares held will become 1 share.

Effective date: December 2 2013

Freeseas Inc

Reverse share split. Every 5 shares held will become 1 share.

Effective date: December 2 2013

First Marblehead Corp

Reverse share split. Every 10 shares held will become 1 share.

Effective date: December 3 2013

Nuverra Environmental Solutions Inc Com

Reverse share split. Every 10 shares held will become 1 share.

Effective date: December 3 2013

Newlead Holdings Ltd

Reverse share split. Every 3 shares held will become 1 share.

Effective date: December 6 2013

Sitoa Global Inc

Reverse share split. Every 10,000 shares held will become 1 share.

Effective date: December 17 2013

Auric Mining Company

Reverse share split. Every 10,000 shares held will become 1 share.

Effective date: December 18 2013

American Exploration Corp

Reverse share split. Every 500 shares held will become 1 share.

Effective date: December 19 2013

Tucows Inc

Reverse share split. Every 4 shares held will become 1 share.

Effective date: December 31 2013

Sonde Resources Corp

Reverse share split. Every 10 shares held will become 9 shares.

Effective date: January 2 2014

Numobile Inc

Reverse share split. Every 1,000 shares held will become 1 share.

Effective date: January 6 2014

Advanced Cell Technology Inc

Reverse share split.
Notice Date: August 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Universal Potash Corp

Reverse share split.
Notice Date: September 2 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Positron Corp

Reverse share split.
Notice Date: September 25 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Champions Oncology Inc

Reverse share split.
Notice Date: September 26 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Astrotech Corporation

Reverse share split.
Notice Date: October 28 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Pershing Gold Corp

Reverse share split.
Notice Date: October 30 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Uni Core Holdings Corporation

Reverse share split.
Notice Date: November 1 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Brazil Gold Corp

Reverse share split.
Notice Date: November 4 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

American Oriental Bioengineering

Reverse share split.
Notice Date: November 5 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Overland Storage Inc

Reverse share split.
Notice Date: November 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

General Steel Holdings Inc

Reverse share split.
Notice Date: November 25 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Cel-Sci Corp

Reverse share split. Every 10 shares held will become 1 share.

Effective date: September 25 2013

Perma-Fix Environmental Svcs Inc

Reverse share split. Every 5 shares held will become 1 share.

Effective date: October 14 2013

Crosshair Energy Corp

Effective date: September 23 2013

Vanguard S&P 500 ETF

Reverse share split. Every 2 shares held will become 1 share.

Effective date: October 24 2013

Cel-Sci Corp

Reverse share split.

Notice Date: January 20 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

American Exploration Corporation

Reverse share split.

Notice Date: February 19 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Eco Building Products Inc

Reverse share split.

Notice Date: June 17 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Neomedia Technologies Inc

Reverse share split.

Notice Date: July 1 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Plug Power Inc

Reverse share split.

Notice Date: July 8 2013

Anticipated Effective Date: Has 1 year from July 1 2013 to determine how to proceed. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Digital Angel Corporation

Reverse share split.

Notice Date: July 15 2013

Anticipated Effective Date: On or before July 31 2013. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Celsion Corp Com New

Reverse share split.

Notice Date: July 24 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Perma-Fix Environmental Services

Reverse share split.

Notice Date: July 26 2013

Anticipated Effective Date: At any time prior to November 8 2013. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Seven Arts Entertainment Inc

Reverse share split.

Notice Date: July 30 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Crosshair Energy Corp

Reverse share split.

Notice Date: August 6 2013

Anticipated Effective Date: No later than October 4 2013. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Advanced Cell Technology Inc

Reverse share split.

Notice Date: August 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Zalicus Inc

Reverse share split.

Notice Date: August 27 2013

Anticipated Effective Date: Mid September. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Universal Potash Corp

Reverse share split.

Notice Date: September 2 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Lime Energy Co

Reverse share split.

Notice Date: September 11 2013

Notice Date: September 11 2013

Anticipated Effective Date: Early October 2013. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Saic Inc

Reverse share split. Every 4 shares held will become 1 share.

Effective date: September 27 2013

Prospect Global Resources Inc

Reverse stock split. Every 50 shares held will become 1 share.

Effective date: September 4 2013

Velocityshares 3x Silver ETN

Reverse stock split. Every 10 shares held will become 1 share.

Effective date: August 30 2013

Credit Suisse AG Nassau BRH

Reverse stock split. Every 10 shares held will become 1 share.

Effective date: August 30 2013

Finjan Inc Com

Reverse share split. Every 12 shares held will become 1 share.

Effective date: August 22 2013

Dean Foods Co

Reverse share split. Every 2 shares held will become 1 share.

Effective date: August 27 2013

Viper Resources Inc

Reverse share split. Every 100 shares held will become 1 share.

Effective date: August 9 2013

Columbia Labs Inc Com

Reverse share split. Every 8 shares held will become 1 share.

Effective date: August 9 2013

Direxion Daily Large Cap Bear 3x Shares

Reverse share split. Every 5 shares held will become 1 share.

Effective date: August 20 2013

Direxion Daily India Bull 3x Shares

Reverse share split. Every 4 shares held will become 1 share.

Effective date: August 20 2013

American Diversified Holdings

Reverse share split. Every 1,000 shares held will become 1 share.

Effective date: July 25 2013

Direxion Daily Semiconductor Bear 3x Shares

Reverse share split. Every 4 shares held will become 1 share.

Effective date: August 20 2013

Direxion Shs ETF Tr Daily Gold Miners Bull 3x Shs

Reverse share split. Every 10 shares held will become 1 share.

Effective date: August 20 2013

Quantum Fuel Sy Tech

Reverse share split. Every 4 shares held will become 1 share.

Effective date: July 31 2013

Copper King Mining Corp

The plan of bankruptcy is effective. All shares have been cancelled. As per the issuer, shareholders will receive pro rata shares of Copper King Mining Corp.

Effective date: June 24 2013

Force Energy Corp

Reverse share split. Every 100 shares held will become 1 share.

Effective date: June 28 2013

Hyperdynamics Corp

Reverse share split. Every 8 shares held will become 1 share.

Effective date: June 28 2013

Anthera Pharmaceuticals Inc

Reverse share split. Every 8 shares held will become 1 share.

Effective date: July 15 2013

Neostem Inc

Reverse share split. Every 10 shares held will become 1 share.

Effective date: July 16 2013

Biosante Pharmaceuticals Inc

Reverse share split. Every 6 shares held will become 1 share.

Effective date: July 18 2013

Cardium Therapeutics Inc

Reverse share split. Every 20 shares held will become 1 share.

Effective date: July 18 2013

Everybody's Phone Co

Reverse share split. Every 1000 shares held will become 1 share.

Effective date: July 22 2013

RXI Pharmaceuticals Corp

Reverse share split. Every 30 shares held will become 1 share.

Effective date: July 23 2013

Market Vectors India Small Cap Index ETF Trust

Reverse share split. Every 4 shares held will become 1 share.

Effective date: July 1 2013

Market Vectors Global Alternative Energy ETF Trust

Reverse share split. Every 3 shares held will become 1 share.

Effective date: July 1 2013

Market Vectors Junior Gold Miners ETF Trust

Reverse share split. Every 4 shares held will become 1 share.

Effective date: July 1 2013

Market Vectors Nuclear Energy ETF Trust

Reverse share split. Every 3 shares held will become 1 share.

Effective date: July 1 2013

Market Vectors Rare Earth/Strategic Metal ETF

Reverse share split. Every 4 shares held will become 1 share.

Effective date: July 1 2013

USEC Inc

Reverse share split. Every 25 shares held will become 1 share.

Effective date: July 1 2013

Doral Financial Corp

Reverse share split. Every 20 shares held will become 1 share.

Effective date: June 28 2013

Cytokinetics Inc

Reverse share split. Every 6 shares held will become 1 share.

Effective date: June 24 2013

ProShares Trust II

Reverse share split. Every 10 shares held will become 1 share.

Effective date: June 10 2013

ProShares VIX Short-Term Futures ETF

Reverse share split. Every 5 shares held will become 1 share.

Effective date: June 10 2013

ProShares Ultrapro Short 20+ Year Treasury

Reverse share split. Every 4 shares held will become 1 share.

Effective date: June 10 2013

ProShares UltraShort MSCI EAFE ETF

Reverse share split. Every 4 shares held will become 1 share.

Effective date: June 10 2013

Converted Organics Inc

Reverse share split. Every 500 shares held will become 1 share.

Effective date: June 4 2013

Jamba Inc

Reverse share split. Every 5 shares held will become 1 share.

Effective date: June 3 2013

National Bank Greece S A Sponsored

Reverse share split. Every 10 shares held will become 1 share.

Effective date: May 30 2013

Yadkin Valley Financial Corp

Reverse share split. Every 3 shares held will become 1 share.

Effective date: May 28 2013

Furniture Brands International Inc

Reverse share split. Every 7 shares held will become 1 share.

Effective date: May 28 2013

Catasys Inc

Reverse share split. Every 10 shares held will become 1 share.

Effective date: May 6 2013

Please contact your Relationship Manager or our 24-Hour CitiPhone Banking at +65 6224 5757+65 6224 5757 for assistance.
香港市場

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HSBC Holdings PLC (5)

HSBC Holdings PLC (5) has declared an optional dividend and we require a response from you.

Shareholders have the following options:

OPTION 1:

Receive cash dividend of USD0.10 per share

OPTION 2:

Receive scrip dividend of new HSBC shares at a reinvestment price of USD10.6401.

OPTION 3:

Receive cash dividend in HKD equivalent of USD0.10 per share (Default option)

Please note that you will receive the default option, which is Option 3, if we do not receive your response by September 23 2013.

Deadline: September 23 2013

G Resources Group Limited

G Resources Group Limited (the Company) has announced a Rights Issue of two Rights Shares for every five existing Shares held by qualifying shareholders as of September 4 2013 (record date) at a subscription price of HK$0.16 per Rights Share. Fractional entitlements will not be allotted but will be aggregated and sold for the benefit of the Company.

Shareholders have the following options:

OPTION 1:

Subscribe the entitled Rights Shares and apply Excess Rights

OPTION 2:

Sell the entitled Rights Shares through custodian (Reply by September 18)

OPTION 3:

Take no action (Default option)

Deadline: September 18 2013 (Option 2) and September 23 2013 (Options 1 and 3)

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